DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Russell Lamar Clark
Feed of 09/14/2026
Also filed as Rusty Clark
At current firm
11 y
since Jun 5, 2015
In the industry
35 y
since Dec 11, 1990 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince Jun 5, 2015 · Beavercreek, Oh
- Raymond James & Associates, Inc. national BDNov 9, 2012 to May 27, 2015 · Covington, Ky
- Morgan Keegan & Company, LLC formerJan 6, 2011 to Mar 13, 2013 · Covington, Ky
- Pathways Wealth Management, Inc. independent RIAJun 15, 2010 to Jan 5, 2011 · Tipp City, Oh
- Morgan Stanley wirehouseJun 1, 2009 to Jun 16, 2010 · Dayton, Oh
- Citigroup Global Markets Inc. BD affiliatedNov 9, 2000 to Jun 1, 2009 · Dayton, Oh
Moves
a registration end followed by a registration begin elsewhere
- Raymond James & Associates, Inc. to Morgan Stanleyleft May 27, 2015, registered Jun 5, 2015 (9 days) · Affiliated broker-dealer or bank to wirehouse
- Morgan Keegan & Company, LLC to Raymond James & Associates, Inc.left Mar 13, 2013, registered Nov 9, 2012 (-124 days) · corporate re-registration, not a move
- Pathways Wealth Management, Inc. to Morgan Keegan & Company, LLCleft Jan 5, 2011, registered Jan 6, 2011 (1 days) · Other
- Morgan Stanley to Pathways Wealth Management, Inc.left Jun 16, 2010, registered Jun 15, 2010 (-1 days) · Other
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address