RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• O••• G••••••••
- P••••••••• F•••••••• P•••••••• L•• independent RIA currentsince Jan 1, 2025 · Los Altos, Ca
- L•••••• W••••• M••••••••• L•• independent RIAMay 17, 2018 to Jan 22, 2019 · Oakland, Ca
- L•••••• W••••• M••••••••• L•• formerMar 26, 2010 to Oct 10, 2018 · Los Altos, Ca
- S••••••••• A•••••• A•••••••• I••• formerDec 26, 2008 to Mar 30, 2010 · Los Altos, Ca
- E•••••••• A••••••• I•• unclassifiedMar 5, 2002 to Dec 31, 2008 · Los Altos, Ca
- L•••••• W••••• M••••••••• L•• to P••••••••• F•••••••• P•••••••• L••left Jan 22, 2019, registered Jan 1, 2025 (2171 days) · Other
- L•••••• W••••• M••••••••• L•• to L•••••• W••••• M••••••••• L••left Oct 10, 2018, registered May 17, 2018 (-146 days) · channel change inside one enterprise, not a move · moved with a team
- S••••••••• A•••••• A•••••••• I••• to L•••••• W••••• M••••••••• L••left Mar 30, 2010, registered Mar 26, 2010 (-4 days) · Other
- E•••••••• A••••••• I•• to S••••••••• A•••••• A•••••••• I•••left Dec 31, 2008, registered Dec 26, 2008 (-5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address