RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• S•••• F••••••
- O•••• W•••••• I••• BD affiliated currentsince Jan 19, 2024 · Lawrenceville, Ga
- W••••••• F•••••••• S•••••••• I••• formerAug 7, 2007 to Jan 19, 2024 · Atlanta, Ga
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 14, 2006 to Aug 2, 2007 · Lawrenceville, Ga
- P•••••• C••••• S•••••••• L•• BD affiliatedJul 3, 2003 to Dec 14, 2005 · Louisville, Ky
- W••••••• F•••••••• S•••••••• I••• formerJun 12, 2003 to Feb 21, 2006 · Atlanta, Ga
- V••• F•••••••• A•••••••• I••• BD affiliatedMay 28, 2003 to Jun 27, 2003 · Atlanta, Ga
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- M•• I•••••••• S•••••••• L•• to W••••••• F•••••••• S•••••••• I•••left Aug 2, 2007, registered Aug 7, 2007 (5 days) · Other
- W••••••• F•••••••• S•••••••• I••• to P•••••• C••••• S•••••••• L••left Feb 21, 2006, registered Jul 3, 2003 (-964 days) · Other
- P•••••• C••••• S•••••••• L•• to M•• I•••••••• S•••••••• L••left Dec 14, 2005, registered Mar 14, 2006 (90 days) · Other
- V••• F•••••••• A•••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Jun 27, 2003, registered Jun 12, 2003 (-15 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address