H••••• G• R•••••

• K••••• P•••••• W••••• S•••••••• L•• BD affiliated current
  since Aug 12, 2021 · Montclair, Nj
• A••••• A•• P••••••• S••••••• BD affiliated
  Jan 23, 2007 to Jul 13, 2021 · Roseland, Nj
• C•••• I••••••••• S••••••• C•••• former
  Oct 4, 2006 to Nov 28, 2006 · Teaneck, Nj
• B•• I••••••••• C••••• I••• unclassified
  Dec 1, 2005 to Oct 4, 2006 · New York, Ny
• B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
  Oct 20, 2004 to Jul 13, 2005 · West Orange , Nj
• Q•••• • R•••••• I••• unclassified
  Dec 12, 2002 to Oct 20, 2004 · Orange, Nj

• A••••• A•• P••••••• S••••••• to K••••• P•••••• W••••• S•••••••• L••
  left Jul 13, 2021, registered Aug 12, 2021 (30 days) · Affiliated broker-dealer or bank to another · moved with a team
• C•••• I••••••••• S••••••• C•••• to A••••• A•• P••••••• S•••••••
  left Nov 28, 2006, registered Jan 23, 2007 (56 days) · Other
• B•• I••••••••• C••••• I••• to C•••• I••••••••• S••••••• C••••
  left Oct 4, 2006, registered Oct 4, 2006 (0 days) · Other
• B••• O• A•••••• I••••••••• S•••••••• I••• to B•• I••••••••• C••••• I•••
  left Jul 13, 2005, registered Dec 1, 2005 (141 days) · Other
• Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
  left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address