RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• D•••• H••••••
- A•••••• W••••• M••••••••• L•• independent RIA currentsince Sep 18, 2024 · Peachtree Corners, Ga
- U••• A••••••• mixed wealthOct 9, 2020 to Oct 3, 2024 · Alpharetta, Ga
- A•• D•••••• F••••• O••••• L•• formerJun 6, 2019 to Sep 30, 2020 · New York, Ny
- A•• D•••••• I••••••••• F••••• O••••• U•• L•••••• P••••••••• formerMar 6, 2018 to Jun 5, 2019 · Cumming, Ga
- A•• W••••• I••• formerSep 18, 2015 to Mar 16, 2018 · Atlanta, Ga
- O••••••••• • C•• I••• BD affiliatedMar 17, 2009 to Jun 15, 2012 · Atlanta, Ga
- S••••••• G•••• C•••••• unclassifiedFeb 6, 2006 to Mar 16, 2009 · Atlanta, Ga
- W•••• F•••• A••••••• wirehouseJun 20, 2002 to Dec 31, 2005 · Duluth, Ga
- W••••••• S••••••••• I••• unclassifiedMar 25, 2002 to Jun 20, 2002 · Charlotte, Nc
- U••• A••••••• to A•••••• W••••• M••••••••• L••left Oct 3, 2024, registered Sep 18, 2024 (-15 days) · RIA to RIA
- A•• D•••••• F••••• O••••• L•• to U••• A•••••••left Sep 30, 2020, registered Oct 9, 2020 (9 days) · channel change inside one enterprise, not a move
- A•• D•••••• I••••••••• F••••• O••••• U•• L•••••• P••••••••• to A•• D•••••• F••••• O••••• L••left Jun 5, 2019, registered Jun 6, 2019 (1 days) · RIA to a newly registered adviser · moved with a team
- A•• W••••• I••• to A•• D•••••• I••••••••• F••••• O••••• U•• L•••••• P•••••••••left Mar 16, 2018, registered Mar 6, 2018 (-10 days) · Other · moved with a team
- O••••••••• • C•• I••• to A•• W••••• I•••left Jun 15, 2012, registered Sep 18, 2015 (1190 days) · Other
- S••••••• G•••• C•••••• to O••••••••• • C•• I•••left Mar 16, 2009, registered Mar 17, 2009 (1 days) · Other
- W•••• F•••• A••••••• to S••••••• G•••• C••••••left Dec 31, 2005, registered Feb 6, 2006 (37 days) · Other
- W••••••• S••••••••• I••• to W•••• F•••• A•••••••left Jun 20, 2002, registered Jun 20, 2002 (0 days) · corporate re-registration, not a move
- R••••• D•••• H•••••• left U••• A••••••• for A•••••• W••••• M••••••••• L•• (registered 2024-09-18)Oct 3, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address