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Registered advisor
G•••••• M•••••• S••••••••
Feed of 09/14/2026
Also filed as Greg S••••••••
At current firm
13 y
since Nov 9, 2012
In the industry
36 y
since Aug 3, 1990 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Nov 9, 2012 · Louisville, Co
- M••••• S•••••• wirehouseJun 1, 2009 to Nov 19, 2012 · Boulder, Co
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 29, 2005 to Jun 1, 2009 · Denver, Co
- B••• O•• S••••••••• C••••••••• unclassifiedJul 8, 1993 to Aug 4, 2005 · Boulder, Co
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to W•••• F•••• A•••••••left Nov 19, 2012, registered Nov 9, 2012 (-10 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- B••• O•• S••••••••• C••••••••• to C•••••••• G••••• M•••••• I•••left Aug 4, 2005, registered Jul 29, 2005 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address