RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• W•••••• D•••••
- L•• F•••••••• L•• BD affiliated currentsince Feb 1, 2022 · Selah, Wa
- G••••• S•••• W••••• M••••••••• L•• independent RIASep 14, 2015 to Jan 3, 2022 · Seattle, Wa
- F•••••••• A•••••••• I••••••••• M••••••••• formerOct 3, 2014 to Nov 20, 2015 · Seattle, Wa
- K•• F•••••••• S•••••••• I•• formerJan 17, 2007 to Sep 22, 2014 · Seattle, Wa
- F••••• I••••••••• independent RIAJun 29, 2006 to Jan 3, 2007 · Seattle, Wa
- P••• I••••••••• L•• asset managerDec 13, 2000 to Oct 14, 2005 · Seattle, Wa
- G••••• S•••• W••••• M••••••••• L•• to L•• F•••••••• L••left Jan 3, 2022, registered Feb 1, 2022 (29 days) · RIA to affiliated broker-dealer or bank
- F•••••••• A•••••••• I••••••••• M••••••••• to G••••• S•••• W••••• M••••••••• L••left Nov 20, 2015, registered Sep 14, 2015 (-67 days) · Other
- K•• F•••••••• S•••••••• I•• to F•••••••• A•••••••• I••••••••• M•••••••••left Sep 22, 2014, registered Oct 3, 2014 (11 days) · Other
- F••••• I••••••••• to K•• F•••••••• S•••••••• I••left Jan 3, 2007, registered Jan 17, 2007 (14 days) · Other
- P••• I••••••••• L•• to F••••• I•••••••••left Oct 14, 2005, registered Jun 29, 2006 (258 days) · Other
- A•••• W•••••• D••••• left G••••• S•••• W••••• M••••••••• L•• for L•• F•••••••• L•• (registered 2022-02-01)Jan 3, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address