DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
G••••• S•••• W••••• M••••••••• L••
Latest filing Aug 4, 2026
First filing on the tape Mar 11, 2016 · 90 filings
SEC status approved since Mar 21, 2016
RAUM
$2.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$2.2B individuals and HNW
Advisors
47
registered through the firm on IAPD
RAUM per advisor
$47.1M
derived; firm RAUM over IAPD count
Employees
45
45 advisory (5.B.1)
Offices
26
beyond the principal office
Private funds
0
reported on Schedule D
History
90 filings and snapshots on the tape
RAUM$2.2B as of Aug 4, 2026
Feb 17, 2017$294M then
HNW client RAUM$1.7B as of Aug 4, 2026
Jan 24, 2018$35.0M then
State-registered IARs (5.B.3)45 as of Aug 4, 2026
Feb 17, 201720 then
Employees (5.A)45 as of Aug 4, 2026
Feb 17, 201741 then
Private funds: no history
RAUM +21% over the last fiscal year+16% a year over threeIARs 47 to 45offices 34 to 26
Practice profile
derived from the filing of Aug 4, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- retirement p••• adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $47.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 88derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.0MderivedHNW RAUM over HNW clients
- Average account
- $315,247derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.7derived27 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- -4.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.1%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $1.2BreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.7B76%
- Individuals$477M22%
- Corporations and businesses$27.8M1.3%
- Pension and profit-sharing plans$25.8M1.2%
- Charitable organizations$9.8M0.4%
- Individual clients
- 2,464reported
- HNW clients
- 1,655reported
- Pension plan clients
- 33reported
- Charitable clients
- 10reported
- Accounts
- 7,029reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=45.0derived
Advisors registered through the firm
47 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P•••••• M•••••• J••••••••• | Powell, Wy | Jun 21, 2013 | 15 y | 4 |
| J••• E•••• N•••• | Powell, Wy | May 8, 2014 | 25 y | 2 |
| D•••• A••••• B•••• K••• | Powell, Wy | Oct 8, 2014 | 21 y | 1 |
| B•••••• L• F••••• | Powell, Wy | Jan 16, 2015 | 20 y | 1 |
| J•••• D•••• G•••• | Powell, Wy | Mar 2, 2015 | 19 y | 1 |
| K••• F•••••• | Fort Bragg, Ca | Mar 4, 2015 | 12 y | 1 |
| S••••• Y•••• M•• C•• | Encino, Ca | Jun 29, 2015 | 23 y | 3 |
| K•••• C••••••••• M••••• | Woodland Hills, Ca | Nov 3, 2015 | 22 y | 5 |
| R••••• I•••• K•• | Torrance, Ca | Feb 5, 2016 | 32 y | 2 |
| F•••••• H••••• J•••• | Escanaba, Mi | Mar 31, 2016 | 39 y | 3 |
| E••• B•••••• R••••• | Pasadena, Ca | Aug 18, 2016 | 36 y | 4 |
| J••••• A•••••• C•••••••Certified Financial Planner | Powell, Wy | Aug 24, 2016 | 18 y | 3 |
| M•••••• E••••• S•••••• | Powell, Wy | Sep 27, 2016 | 29 y | 1 |
| M•••• O•••••• V•••••• | Powell, Wy | Nov 8, 2016 | 18 y | 2 |
| J•• D•••• C•••••••• | Santa Monica, Ca | Nov 22, 2016 | 43 y | 1 |
| R••••• A••• M•••• | Powell, Wy | Jan 13, 2017 | 46 y | 3 |
| A••••• E•••••••• C•••••Certified Financial Planner | Powell, Wy | Feb 15, 2017 | 19 y | 1 |
| G•••••••• I••••• L•••••••• | El Dorado Hills, Ca | Aug 21, 2017 | 19 y | 1 |
| J••• J•••• Z•••••Certified Financial Planner | El Dorado Hills, Ca | Nov 14, 2017 | 30 y | 2 |
| M•••••• A•••••• R•••••• | San Diego, Ca | Jul 6, 2018 | 24 y | 4 |
| M•••••• B•••• A•••••• | Encinitas, Ca | Aug 10, 2018 | 23 y | 1 |
| K••• A••••• E•••••• | Powell, Wy | Sep 4, 2018 | 27 y | 4 |
| T••••• F••• | Powell, Wy | Sep 4, 2018 | 25 y | 4 |
| S•••• K•••• S•••• | Powell, Wy | Sep 4, 2018 | 25 y | 4 |
| L•••• A•• A•••••••• | Westlake Village, Ca | Jan 17, 2019 | 33 y | 3 |
| R••••• A••• O••••Certified Financial Planner | Santa Maria, Ca | Feb 19, 2019 | 27 y | 1 |
| D•••• M• O••••Certified Financial Planner | Santa Maria, Ca | Jul 10, 2019 | 21 y | 1 |
| A•••••••• M••••• | Houston, Tx | Oct 23, 2019 | 13 y | 1 |
| C••••• W•••••• H••••• | Bigfork, Mt | Jan 23, 2020 | 34 y | 2 |
| M•••••• T••••• C••••• | Dallas, Tx | Mar 8, 2021 | 21 y | 1 |
| D••••• R••••• C••••• | Powell, Wy | Dec 6, 2021 | 24 y | 4 |
| J••••• R••••• P•••Certified Financial Planner | C•••Sbad, Ca | May 6, 2022 | 21 y | 1 |
| K•••• A••••• L•••• | Grand Junction, Co | Nov 7, 2022 | 23 y | 1 |
| E••••• A• S•••• | Powell, Wy | Jun 5, 2023 | 21 y | 3 |
| K••••••• S••••••• K•• S••••••• | Powell, Wy | Mar 14, 2024 | 17 y | 3 |
| B•••• E•••••• | Carlsbad, Ca | Apr 23, 2024 | 10 y | 1 |
| R••••• B•• S•••••• | Powell, Wy | May 21, 2024 | 16 y | 1 |
| J•• A•••••••• E••••••• | Santa Monica, Ca | Dec 17, 2024 | 27 y | 1 |
| B•••• C••••• I••••• | Powell, Wy | Jan 1, 2025 | 13 y | 0 |
| P••• T•••• | Powell, Wy | Jun 20, 2025 | 10 y | 0 |
Advisor movement
4 left, 5 joined in 12 months
net +1 in 12 months2 left in 90 days0 joined in 90 daysdeparture rate 8.5% of current headcount9 left over 36 months
Left, latest
- R••• R••••• M••••• to M••••• W••••• M•••••••••Aug 31, 2026 · RIA to a newly registered adviser
- J•••• R••• G••••• to I••••••• W••••• M••••••••• L••Jul 14, 2026 · RIA to RIA
- R••• M•••••• M••••• to S••••••••• C•••••• A•••••••• L••Apr 1, 2026 · RIA to a state-registered adviser
- D••••• K•••••• P•••••• to L•• F•••••••• L••Jan 2, 2026 · RIA to affiliated broker-dealer or bank
- V•••••• C•••••• K•••• to L•• F•••••••• L••Sep 3, 2025 · RIA to affiliated broker-dealer or bank
- K•••••• E•••••••• O•• to L•• F•••••••• L••Jul 10, 2024 · RIA to affiliated broker-dealer or bank
- K••••• A••• M•••• to L•• F•••••••• L••Jul 10, 2024 · RIA to affiliated broker-dealer or bank
- K••• M•••• R••••••••• to L•• F•••••••• L••Jul 10, 2024 · RIA to affiliated broker-dealer or bank
- A••••• J•••• S•••• to L•• F•••••••• L••Jul 10, 2024 · RIA to affiliated broker-dealer or bank
- B•••• J••••••• M••• to L•• F•••••••• L••Dec 22, 2022 · RIA to RIA
- A•••• W•••••• D••••• to L•• F•••••••• L••Jan 3, 2022 · RIA to affiliated broker-dealer or bank
- L•••• A•• J•••• S••••••• to W•••• F•••• A•••••••Nov 22, 2021 · RIA to wirehouse
- B•••• M• R•••••••• to M•••••• A•••••• N••••••Dec 7, 2020 · RIA to RIA
- S•••• C•••••• H••••• to I••••• F••••••••Jul 31, 2020 · RIA to RIA
- J••••• K••• V•••••• to G••••• S•••• E••••• A•••••••• L••Mar 13, 2020 · RIA to RIA
Joined, latest
- J••••• W••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••May 19, 2026 · Wirehouse to independent RIA
- J•••• R••• G••••• from E••••• W••••• A•••••••• L••Apr 8, 2026 · RIA to RIA
- K•••••••• K••• S•••••• from M••••• S••••••Jan 7, 2026 · Wirehouse to independent RIA
- A••••• C••• F•••••• from F•••••••• A••••••• S•••••••• L••Jan 5, 2026 · Other
- M•••••• H•• P••• M••••••••• from C••••••••• W•••••• L••Jan 2, 2026 · RIA to RIA
- J•• A•••••••• E••••••• from A••••••••• F•••••••• S•••••••• L••Dec 17, 2024 · Affiliated broker-dealer or bank to independent RIA
- V•••••• C•••••• K•••• from W•••• F•••• A•••••••Jul 11, 2024 · Wirehouse to independent RIA
- R••••• B•• S•••••• from E••••• J••••May 21, 2024 · Affiliated broker-dealer or bank to independent RIA
- B•••• E•••••• from E••••• J••••Apr 23, 2024 · Affiliated broker-dealer or bank to independent RIA
- K••••••• S••••••• K•• S••••••• from E••••• J••••Mar 14, 2024 · Affiliated broker-dealer or bank to independent RIA
- E••••• A• S•••• from L•• F•••••••• L••Jun 5, 2023 · Affiliated broker-dealer or bank to independent RIA
- K•••• A••••• L•••• from E••••• J••••Nov 7, 2022 · Affiliated broker-dealer or bank to independent RIA
- J••••• R••••• P••• from E••••• J••••May 6, 2022 · Affiliated broker-dealer or bank to independent RIA
- D••••• R••••• C••••• from G••••• S•••• A•••• M•••••••••Dec 6, 2021 · RIA to RIA
- R••• M•••••• M••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jun 7, 2021 · Wirehouse to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for L•• F•••••••• L••Jul 10, 2024 · Powell, Wy
- 2 joined from O•••• W••••• M••••••••• • P••••••• S•••••••• L••Feb 15, 2019 · Santa Maria, Ca
- 3 joined from I••••••••• F•••••••• P•••••••Sep 5, 2018 · Apple Valley, Ca
- 2 joined from M••••• S••••••Jan 23, 2017 · Westl••• Village, Ca
- 2 joined from E••••• J••••Aug 25, 2016 · Yuba City, Ca
- 2 joined from J••• M••••• S••••••••• L••Aug 9, 2016 · Costa Mesa, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• D•••••• R••••• · Managing Membercontrolsince 05/2013 · owns 25% to 50%
- C•••••• P••••••• M•••••• · Managing Member & Chief Compliance Officercontrolsince 05/2013 · owns 25% to 50%
- N••••• J•••• E•••• · Managing Membercontrolsince 01/2016 · owns 25% to 50%
Related persons
Schedule D 7.A
- G••••• S•••• A•••• M•••••••••investment advisernRAUM $218M
- G••••• S•••• E••••• A•••••••• L••investment advisernRAUM $405M
- R•••••• I••••••••• G••••• I••investment advisern
Advisers that list G••••• S•••• W••••• M••••••••• L•• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Powell, Wy · principal | 43 | 7 | 0 | ||
| Encino, Ca | 5 | 2 | 0 | ||
| C•••Sbad, Ca | 3 | 1 | 0 | ||
| Laguna Beach, Ca | 2 | 2 | 0 | ||
| El Dorado Hills, Ca | 2 | 0 | 0 | ||
| Fort Bragg, Ca | 2 | 1 | 0 | ||
| Santa Maria, Ca | 2 | 0 | 0 | ||
| Santa Monica, Ca | 2 | 0 | 0 | ||
| Westl••• Village, Ca | 2 | 0 | 0 | ||
| Grand Junction, Co | 1 | 0 | 1 | ||
| Hillsboro, Or | 0 | 0 | 0 | ||
| Gilbert, Az | 0 | 0 | 1 | ||
| Silverthorne, Co | 0 | 0 | 0 | ||
| Incline Village, Nv | 0 | 0 | 1 | ||
| Missoula, Mt | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- South Coast Metro, CA7 employees
- Beaverton, OR5 employees
- El Dorado Hills, CA3 employees
- Encino, CA3 employees
- Santa Maria, CA3 employees
- Santa Monica, CA2 employees
- Westl••• Village, CA2 employees
- C•••Sbad, CA2 employees
- Riverside, CA2 employees
- Santa Rosa, CA2 employees
- San Diego, CA2 employees
- Missoula, MT1 employees
- Napa, CA1 employees
- Reno, NV1 employees
- Torence, CA1 employees
- Walnut Creek, CA1 employees
- Woodland Hills, CA1 employees
- Yuba City, CA1 employees
- Yuba City, CA1 employees
- , 1 employees
- Dixon, CA1 employees
- Encinitas, CA1 employees
- Gilbert, AZ1 employees
- Grand Junction, CO1 employees
- Granite Bay, CA1 employees
What changed
consecutive filings, newest first
- Accounts · 6,434 to 7,029Jan 30, 2026 to Mar 25, 2026
- Advisory employees · 47 to 45Jan 30, 2026 to Mar 25, 2026
- BD registered reps · 47 to 45Jan 30, 2026 to Mar 25, 2026
- Charity clients · 11 to 10Jan 30, 2026 to Mar 25, 2026
- Corporate clients · 25 to 29Jan 30, 2026 to Mar 25, 2026
- HNW clients · 1,481 to 1,655Jan 30, 2026 to Mar 25, 2026
- Individual clients · 2,329 to 2,464Jan 30, 2026 to Mar 25, 2026
- Pension plan clients · 42 to 33Jan 30, 2026 to Mar 25, 2026
- Employees · 47 to 45Jan 30, 2026 to Mar 25, 2026
- State-registered IARs · 47 to 45Jan 30, 2026 to Mar 25, 2026
- Other offices · 34 to 26Jan 30, 2026 to Mar 25, 2026
- Discretionary RAUM · $1.8B to $2.2BJan 30, 2026 to Mar 25, 2026
- HNW RAUM · $1.4B to $1.7BJan 30, 2026 to Mar 25, 2026
- Individual RAUM · $427M to $477MJan 30, 2026 to Mar 25, 2026
- Pension RAUM · $23.9M to $25.8MJan 30, 2026 to Mar 25, 2026
- RAUM · $1.8B to $2.2BJan 30, 2026 to Mar 25, 2026
- HQ city · SOUTH COAST METRO to POWELLMay 12, 2025 to Jan 30, 2026
- HQ state · CA to WYMay 12, 2025 to Jan 30, 2026
- Financial planning clients · 51-100 to 51-100Mar 28, 2025 to May 12, 2025
- Accounts · 6,184 to 6,434Feb 27, 2025 to Mar 28, 2025
- Advisory employees · 51 to 47Feb 27, 2025 to Mar 28, 2025
- BD registered reps · 51 to 47Feb 27, 2025 to Mar 28, 2025
- Charity clients · 8 to 11Feb 27, 2025 to Mar 28, 2025
- HNW clients · 1,414 to 1,481Feb 27, 2025 to Mar 28, 2025
- Individual clients · 2,242 to 2,329Feb 27, 2025 to Mar 28, 2025
- Pension plan clients · 36 to 42Feb 27, 2025 to Mar 28, 2025
- Employees · 53 to 47Feb 27, 2025 to Mar 28, 2025
- State-registered IARs · 51 to 47Feb 27, 2025 to Mar 28, 2025
- Discretionary RAUM · $1.7B to $1.8BFeb 27, 2025 to Mar 28, 2025
- HNW RAUM · $1.2B to $1.4BFeb 27, 2025 to Mar 28, 2025
- Individual RAUM · $394M to $427MFeb 27, 2025 to Mar 28, 2025
- Pension RAUM · $25.0M to $23.9MFeb 27, 2025 to Mar 28, 2025
- RAUM · $1.7B to $1.8BFeb 27, 2025 to Mar 28, 2025
- Accounts · 5,682 to 6,184Mar 5, 2024 to Mar 21, 2024
- Charity clients · 10 to 8Mar 5, 2024 to Mar 21, 2024
- Corporate clients · 18 to 25Mar 5, 2024 to Mar 21, 2024
- HNW clients · 1,303 to 1,414Mar 5, 2024 to Mar 21, 2024
- Individual clients · 2,115 to 2,242Mar 5, 2024 to Mar 21, 2024
- Pension plan clients · 40 to 36Mar 5, 2024 to Mar 21, 2024
- Employees · 79 to 53Mar 5, 2024 to Mar 21, 2024
Signals
20 dated events
- R••• R••••• M••••• left G••••• S•••• W••••• M••••••••• L•• for M••••• W••••• M••••••••• (registered 2026-08-28)Aug 31, 2026 · a•••••• firm change · fact
- J•••• R••• G••••• left G••••• S•••• W••••• M••••••••• L•• for I••••••• W••••• M••••••••• L•• (registered 2026-08-05)Jul 14, 2026 · a•••••• firm change · fact
- R••• M•••••• M••••• left G••••• S•••• W••••• M••••••••• L•• for S••••••••• C•••••• A•••••••• L•• (registered 2026-03-30)Apr 1, 2026 · a•••••• firm change · fact
- G••••• S•••• W••••• M••••••••• L•• reported 26 offices beyond its principal office, down from 34 (2026-01-30 to 2026-03-25)Mar 25, 2026 · Office count change · derived
- D••••• K•••••• P•••••• left G••••• S•••• W••••• M••••••••• L•• for L•• F•••••••• L•• (registered 2024-10-17)Jan 2, 2026 · a•••••• firm change · fact
- V•••••• C•••••• K•••• left G••••• S•••• W••••• M••••••••• L•• for L•• F•••••••• L•• (registered 2025-11-17)Sep 3, 2025 · a•••••• firm change · fact
- 2 advisors left G••••• S•••• W••••• M••••••••• L•• (Powell, WY) for L•• F•••••••• L•• on the same dayJul 10, 2024 · Team lift-out · derived
- K•••••• E•••••••• O•• left G••••• S•••• W••••• M••••••••• L•• for L•• F•••••••• L•• (registered 2025-01-02)Jul 10, 2024 · a•••••• firm change · fact
- K••• M•••• R••••••••• left G••••• S•••• W••••• M••••••••• L•• for L•• F•••••••• L•• (registered 2024-07-11)Jul 10, 2024 · a•••••• firm change · fact
- A••••• J•••• S•••• left G••••• S•••• W••••• M••••••••• L•• for L•• F•••••••• L•• (registered 2024-07-11)Jul 10, 2024 · a•••••• firm change · fact
- K••••• A••• M•••• left G••••• S•••• W••••• M••••••••• L•• for L•• F•••••••• L•• (registered 2024-07-02)Jul 10, 2024 · a•••••• firm change · fact
- B•••• J••••••• M••• left G••••• S•••• W••••• M••••••••• L•• for L•• F•••••••• L•• (registered 2022-12-15)Dec 22, 2022 · a•••••• firm change · fact
- G••••• S•••• W••••• M••••••••• L•• reported RAUM $1.5B, up 43% from $1.1B (2021-04-19 to 2022-02-14)Feb 14, 2022 · RAUM change · derived
- A•••• W•••••• D••••• left G••••• S•••• W••••• M••••••••• L•• for L•• F•••••••• L•• (registered 2022-02-01)Jan 3, 2022 · a•••••• firm change · fact
- G••••• S•••• W••••• M••••••••• L•• reported 43 state-registered advisory representatives, up from 30 (2021-01-26 to 2021-03-25)Mar 25, 2021 · ria a•••••• headcount change · derived
- G••••• S•••• W••••• M••••••••• L•• reported RAUM $989.8M, up 39% from $710.9M (2020-02-03 to 2020-03-13)Mar 13, 2020 · RAUM change · derived
- G••••• S•••• W••••• M••••••••• L•• reported 31 offices beyond its principal office, up from 24 (2020-02-03 to 2020-03-13)Mar 13, 2020 · Office count change · derived
- G••••• S•••• W••••• M••••••••• L•• reported RAUM $710.9M, up 30% from $545.0M (2018-10-24 to 2019-02-17)Feb 17, 2019 · RAUM change · derived
- G••••• S•••• W••••• M••••••••• L•• reported RAUM $545.0M, up 85% from $294.2M (2017-11-14 to 2018-01-24)Jan 24, 2018 · RAUM change · derived
- G••••• S•••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 11, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 832-815-9754reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/3145298/adminreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/golden-state-wealth-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- buroakwm.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 866.273.1563reportedpublic record, Form ADV, Aug 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $47.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026