RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• D•••• H••••••••
- B••••••••• C•••••• M••••••••• L•• independent RIA currentsince May 5, 2017 · Wheaton, Il
- H•••••••• F•••••••• S•••••••• I••• unclassifiedNov 20, 2009 to Nov 14, 2017 · Arvada, Co
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• BD affiliatedJun 29, 2007 to Dec 31, 2009 · Arvada, Co
- G••••• W••••• M••••••••• I••• BD affiliatedNov 7, 2006 to Jun 29, 2007 · Lone Tree, Co
- S•• BD affiliatedApr 23, 2004 to Nov 7, 2006 · Arvada, Co
- H•••••••• F•••••••• S•••••••• I••• to B••••••••• C•••••• M••••••••• L••left Nov 14, 2017, registered May 5, 2017 (-193 days) · Other
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• to H•••••••• F•••••••• S•••••••• I•••left Dec 31, 2009, registered Nov 20, 2009 (-41 days) · Other
- G••••• W••••• M••••••••• I••• to B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••left Jun 29, 2007, registered Jun 29, 2007 (0 days) · Other
- S•• to G••••• W••••• M••••••••• I•••left Nov 7, 2006, registered Nov 7, 2006 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address