DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Cavanal Hill Investment Management, Inc.

Other adviserTulsa, OklahomaCRD 110774SEC 801-60138website IAPD

Latest filing Mar 17, 2026

First filing on the tape Mar 30, 2012 · 34 filings

SEC status approved since Apr 19, 2001

RAUM

$15B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$491M

derived; firm RAUM over IAPD count

Employees

40 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

34 filings and snapshots on the tape

RAUM$15B as of Mar 17, 2026

Mar 30, 2012$6.6B then

HNW client RAUM$0 as of Mar 17, 2026

Mar 20, 2018$0 then

State-registered IARs (5.B.3)32 as of Mar 17, 2026

Apr 1, 201329 then

Employees (5.A)47 as of Mar 17, 2026

Apr 1, 201341 then

Private funds: no history

RAUM +7.1% over the last fiscal year+16% a year over threeIARs 36 to 32

Practice profile

derived from the filing of Mar 17, 2026; every figure names its basis

RAUM per advisor: $491MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $7.0MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.5derivedItem 5.A over advisors
Advisors per office: 15.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year: +7.1%derivedbetween the last two annual amendments
Advisor growth, one year: -11%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
an independent public accountant performs a surprise examination (9.C.1)
a related person acts as qualified custodian (9.D.2)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Banks and thrifts$9.3B61%
Investment companies$5.9B39%
Other investment advisers$7.3M0.0%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 2,175reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: private_client_share=0.0 fund_share=0.39 institutional_share=0.0 related_bd=true related_bank=false bd_reps=10.0derived

Advisors registered through the firm

28 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Michael C Schloss	Tulsa, Ok	Jun 1, 2001	34 y	0
Michael Patrick MaurerChartered Financial Analyst	Tulsa, Ok	Feb 13, 2003	31 y	0
Thomas Wesley Verdel	Tulsa, Ok	Jan 6, 2006	22 y	0
Matthew C StephaniChartered Financial Analyst	Tulsa, Ok	Jun 12, 2006	24 y	1
Brandon Ray BarnesChartered Financial Analyst	Tulsa, Ok	Oct 17, 2011	15 y	0
Robert Emmet Gaston	Tulsa, Ok	Mar 7, 2012	20 y	0
Leslie Jo Lukens Martin	Plano, Tx	Mar 8, 2012	15 y	0
Billy Bob King	Tulsa, Ok	Jan 7, 2013	30 y	2
Ryan Joshua Friedl	Tulsa, Ok	Jun 14, 2013	13 y	0
Keaton Spencer Hoppe	Plano, Tx	Nov 21, 2014	13 y	0
Christopher Adron Story	Tulsa, Ok	Jan 11, 2017	19 y	2
Michael P Lukchis	Tulsa, Ok	May 1, 2017	20 y	2
Garrett Fowler	Tulsa, Ok	Oct 4, 2018	11 y	0
Vincent H NguyenChartered Financial Analyst	Tulsa, Ok	May 30, 2019	16 y	0
Benjamin C WolthuizenChartered Financial Analyst	Tulsa, Ok	Apr 2, 2021	10 y	0
William James Lamb	Tulsa, Ok	Jun 1, 2021	13 y	4
Brandon Thomas VowinkleCertified Financial Planner	Denver, Co	Dec 9, 2021	18 y	3
Michael Robert Kraics	Londonderry, Nh	Dec 17, 2021	29 y	2
Kevin Gerard Mcgowan	Tulsa, Ok	Jun 27, 2022	15 y	0
Mitchell Austin MclaurinChartered Financial Analyst	Plano, Tx	Jul 12, 2022	10 y	0
Jerrod G Peterson	Tulsa, Ok	Sep 13, 2022	14 y	0
Chase Chafin Mclean	Dallas, Tx	Jun 28, 2023	11 y	0
Royce Bentley Farnam	Tulsa, Ok	Nov 8, 2023	21 y	3
Catherine Lee Dunn	Tulsa, Ok	Jul 15, 2025	18 y	3
James Thomas Nichols	Croton On Hudson, Ny	Nov 21, 2025	38 y	0
Amir Hossein Behdad	Tulsa, Ok	Dec 9, 2025	10 y	1
Seth Henry Streeter	Tulsa, Ok	Apr 23, 2026	10 y	0
Bethany Grace Wilson	Tulsa, Ok	May 1, 2026	11 y	0

Advisor movement

2 left, 1 joined in 12 months

net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 6.5% of current headcount2 left over 36 months

Left, latest

Eric Michael Aplis to Texas Capital Bank Private Wealth Advisors
Jul 10, 2026 · Other
Christopher Lee O'Connell to Northwestern Mutual Investment Services,LLC
Mar 26, 2026 · Other
Jeffrey Dean Hrabe to Legacy Financial Strategies, LLC
Dec 31, 2021 · Other
Scott Edwin Dye to Waddell & Reed
Jan 15, 2021 · Other
Kyle Jared Mendenhall to Situsamc Risk Advisors, LLC
Jun 5, 2018 · Other
Joseph Brian Mondell to T. Rowe Price Advisory Services, Inc.
Dec 22, 2016 · Other
Catherine Lee Dunn to Bok Financial Advisors
Sep 30, 2016 · Other
Cherie Jean Jolly to Dynamic
Apr 15, 2016 · Other
Douglas Christopher Brown to Northern Trust Investments, Incorporated
Jun 30, 2015 · Other
Janice Marie Powell to Convergent Wealth Advisors, LLC
Jun 17, 2015 · Other
Laura Clark Rogers to Umb Financial Services, Inc.
Apr 16, 2014 · Other
Tyler Dunn to Fisher Investments
May 9, 2013 · Other
Brian Joseph Markey to American Beacon Advisors, Inc.
Apr 5, 2011 · Other
Nicholas Edward Polyak to Bok Financial Advisors
Apr 17, 2009 · Other
Gary Bruce Fraley to Exencial Wealth Advisors
Dec 8, 2005 · Other

Joined, latest

Amir Hossein Behdad from Arvest Wealth Management
Dec 9, 2025 · Other
Catherine Lee Dunn from Bok Financial Advisors
Jul 15, 2025 · Other
Royce Bentley Farnam from Bok Financial Advisors
Nov 8, 2023 · Other
Michael Robert Kraics from Russell Investments
Dec 17, 2021 · Other
William James Lamb from Chartwell Investment Partners, LLC
Jun 1, 2021 · Other
Michael P Lukchis from Allianz Global Investors Managed Accounts LLC
May 1, 2017 · Other
Christopher Adron Story from Pnc Wealth Management
Jan 11, 2017 · Other
Scott Edwin Dye from Waddell & Reed
Oct 6, 2016 · Other
Catherine Lee Dunn from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Jan 7, 2016 · Other
Joseph Brian Mondell from M&T Securities, Inc.
Feb 2, 2015 · Other
Janice Marie Powell from Amegy Investments, Inc.
Jul 11, 2014 · Other
Cherie Jean Jolly from Bok Financial Advisors
Feb 27, 2014 · Other
Jeffrey Dean Hrabe from Bok Financial Advisors
Nov 1, 2013 · Other
Billy Bob King from Bok Financial Advisors
Jan 7, 2013 · Other
Douglas Christopher Brown from Bok Financial Advisors
Feb 21, 2012 · Other

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Bradley Scott Grauer · Director/Chairmancontrol
since 12/2008 · owns less than 5%
Brian James Henderson · Directorcontrol
since 05/2020 · owns less than 5%
Stephen Mark Marrone · Chief Compliance Officercontrol
since 08/2016 · owns less than 5%
C Matthew Stephani · President/Directorcontrol
since 05/2020 · owns less than 5%
Bruce George Kaiser · Ownercontrol
since 03/2001 · owns 50% to 75% of Bok Financial Corporation

Entity owners

Bokf, Na · Owner
direct · owns 75% or more
Bok Financial Corporation · Owner
indirect · owns 75% or more of Bokf, N.A. · public reporting company

Related persons

Schedule D 7.A

Bok Financial Private Wealth, Inc.
investment advisernRAUM $3.7B
Bok Financial Advisors
broker-dealerinvestment adviserpooled vehicle sponsornRAUM $1.1B
Bokf Equity, LLC
pooled vehicle sponsorn
Bokf, Na
broker-dealercustodiany
Bosc Agency, Inc.
real estaten
Cavanal Hill Distributors, Inc,
broker-dealern

Advisers that list Cavanal Hill Investment Management, Inc. as a related person

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Tulsa, Ok · principal	25	4	2
Plano, Tx	3	0	0

Offices

Schedule D 1.F, the 25 largest

Richardson, TX4 employees

What changed

consecutive filings, newest first

Accounts · 2,326 to 2,175
Jun 16, 2025 to Mar 17, 2026
Advisory employees · 36 to 40
Jun 16, 2025 to Mar 17, 2026
BD registered reps · 11 to 10
Jun 16, 2025 to Mar 17, 2026
Employees · 50 to 47
Jun 16, 2025 to Mar 17, 2026
State-registered IARs · 36 to 32
Jun 16, 2025 to Mar 17, 2026
Discretionary RAUM · $14B to $15B
Jun 16, 2025 to Mar 17, 2026
Non-discretionary RAUM · $3.6M to $4.2M
Jun 16, 2025 to Mar 17, 2026
RAUM · $14B to $15B
Jun 16, 2025 to Mar 17, 2026
Financial planning clients · unset to
May 28, 2025 to Jun 16, 2025
Accounts · 2,265 to 2,326
Mar 6, 2024 to Mar 26, 2025
Advisory employees · 38 to 36
Mar 6, 2024 to Mar 26, 2025
BD registered reps · 13 to 11
Mar 6, 2024 to Mar 26, 2025
State-registered IARs · 38 to 36
Mar 6, 2024 to Mar 26, 2025
Discretionary RAUM · $12B to $14B
Mar 6, 2024 to Mar 26, 2025
Non-discretionary RAUM · $0 to $3.6M
Mar 6, 2024 to Mar 26, 2025
RAUM · $12B to $14B
Mar 6, 2024 to Mar 26, 2025
Accounts · 2,223 to 2,265
Mar 29, 2023 to Mar 6, 2024
Advisory employees · 29 to 38
Mar 29, 2023 to Mar 6, 2024
Pooled vehicle clients · 1 to 0
Mar 29, 2023 to Mar 6, 2024
Employees · 49 to 50
Mar 29, 2023 to Mar 6, 2024
State-registered IARs · 29 to 38
Mar 29, 2023 to Mar 6, 2024
Discretionary RAUM · $9.6B to $12B
Mar 29, 2023 to Mar 6, 2024
Pension RAUM · unset to 0.0
Mar 29, 2023 to Mar 6, 2024
Pooled vehicle RAUM · $3.9B to $0
Mar 29, 2023 to Mar 6, 2024
RAUM · $9.6B to $12B
Mar 29, 2023 to Mar 6, 2024
Accounts · 2,056 to 2,223
May 11, 2022 to Mar 29, 2023
BD registered reps · 11 to 13
May 11, 2022 to Mar 29, 2023
Employees · 41 to 49
May 11, 2022 to Mar 29, 2023
Discretionary RAUM · $10B to $9.6B
May 11, 2022 to Mar 29, 2023
Pooled vehicle RAUM · $4.0B to $3.9B
May 11, 2022 to Mar 29, 2023
RAUM · $10B to $9.6B
May 11, 2022 to Mar 29, 2023
Accounts · 1,767 to 2,056
Mar 26, 2021 to Mar 30, 2022
Advisory employees · 31 to 29
Mar 26, 2021 to Mar 30, 2022
BD registered reps · 10 to 11
Mar 26, 2021 to Mar 30, 2022
Pooled vehicle clients · 0 to 1
Mar 26, 2021 to Mar 30, 2022
Employees · 40 to 41
Mar 26, 2021 to Mar 30, 2022
State-registered IARs · 31 to 29
Mar 26, 2021 to Mar 30, 2022
Other offices · 2 to 1
Mar 26, 2021 to Mar 30, 2022
Discretionary RAUM · $8.9B to $10B
Mar 26, 2021 to Mar 30, 2022
Pooled vehicle RAUM · $0 to $4.0B
Mar 26, 2021 to Mar 30, 2022

Signals

4 dated events

Eric Michael Aplis left Cavanal Hill Investment Management, Inc. for Texas Capital Bank Private Wealth Advisors (registered 2026-07-23)
Jul 10, 2026 · Advisor changed firm · fact
Christopher Lee O'Connell left Cavanal Hill Investment Management, Inc. for Northwestern Mutual Investment Services,Llc (registered 2026-04-30)
Mar 26, 2026 · Advisor changed firm · fact
C Matthew Stephani (President/Director) appeared on Schedule A of Cavanal Hill Investment Management, Inc.
May 28, 2020 · Control person joined · fact
Lee James Huntzinger (Director) no longer on Schedule A of Cavanal Hill Investment Management, Inc. (listed 2020-03-20, absent 2020-05-28)
May 28, 2020 · Control person left · inference

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: CAVANALHILL.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 800-958-2942reportedpublic record, Form ADV, Mar 17, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Other adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: $491Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026