DFX Intelligence
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Registered advisor
A••• H••••• G•••••••
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
13 y
since Oct 1, 2012
In the industry
35 y
since Apr 26, 1991 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Oct 1, 2012 · Powell, Oh
- P•• W••••• M••••••••• BD affiliatedJan 5, 2011 to Sep 7, 2012 · Dublin, Oh
- L•• F•••••••• L•• BD affiliatedNov 2, 2010 to Dec 2, 2010 · Fort Mill, Sc
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedJun 11, 2010 to Nov 10, 2010 · Buffalo Grove, Il
- F•••• T•••• S••••••••• I••• BD affiliatedApr 17, 2009 to Jun 2, 2010 · Vernon Hills, Il
- H••• S••••••••• •••• I••• BD affiliatedApr 9, 2008 to Apr 20, 2009 · Avon, Ny
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to E••••• J••••left Sep 7, 2012, registered Oct 1, 2012 (24 days) · Other
- L•• F•••••••• L•• to P•• W••••• M•••••••••left Dec 2, 2010, registered Jan 5, 2011 (34 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Nov 10, 2010, registered Nov 2, 2010 (-8 days) · Other
- F•••• T•••• S••••••••• I••• to U•••• F•••••••• S••••••• G••••• I•••left Jun 2, 2010, registered Jun 11, 2010 (9 days) · Other
- H••• S••••••••• •••• I••• to F•••• T•••• S••••••••• I•••left Apr 20, 2009, registered Apr 17, 2009 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address