DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J•••• W•••••• I••
Feed of 09/15/2026
Also filed as Jim Igo
At current firm
3 y
since Sep 21, 2023
In the industry
36 y
since Sep 5, 1990 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 21, 2023 · Harrisburg, Pa
- M••••• S•••••• wirehouseNov 14, 2011 to Sep 25, 2023 · York, Pa
- W•••• F•••• A••••••• wirehouseMay 5, 2006 to Nov 14, 2011 · Mount Joy, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 24, 2002 to Nov 6, 2003 · York, Pa
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to L•• F•••••••• L••left Sep 25, 2023, registered Sep 21, 2023 (-4 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to M••••• S••••••left Nov 14, 2011, registered Nov 14, 2011 (0 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Nov 6, 2003, registered May 5, 2006 (911 days) · Wirehouse to wirehouse
Signals
- J•••• W•••••• I•• left M••••• S•••••• for L•• F•••••••• L•• (registered 2023-09-21)Sep 25, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address