RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••• B• B•••••••
- H••••••••• F•••••••• A••••••• BD affiliated currentsince Jul 7, 2017 · Columbus, Oh
- P•• W••••• M••••••••• BD affiliatedNov 29, 2011 to Jun 12, 2017 · Columbus, Oh
- C•••• I••••••••• S••••••• C•••• formerJul 6, 2005 to Dec 10, 2009 · Chicago, Il
- B••• O•• S••••••••• C••••••••• unclassifiedOct 11, 2000 to Jul 6, 2005 · Troy, Mi
- P•• W••••• M••••••••• to H••••••••• F•••••••• A•••••••left Jun 12, 2017, registered Jul 7, 2017 (25 days) · Other · moved with a team
- C•••• I••••••••• S••••••• C•••• to P•• W••••• M•••••••••left Dec 10, 2009, registered Nov 29, 2011 (719 days) · Other
- B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address