RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J•••• G•••••
- M••••• A•••••••• L•• BD affiliated currentsince Mar 27, 2020 · Spring City, Pa
- M•• I•••••••• S•••••••• L•• BD affiliatedOct 26, 2018 to Feb 24, 2020 · Radnor, Pa
- O•••• F•• I••• formerJan 10, 2018 to Aug 21, 2018 · King Of Prussia, Pa
- G••••• W••••• M••••••••• I••• BD affiliatedJul 2, 2004 to Dec 31, 2006 · King Of Prussia, Pa
- M•• I•••••••• S•••••••• L•• to M••••• A•••••••• L••left Feb 24, 2020, registered Mar 27, 2020 (32 days) · Affiliated broker-dealer or bank to another
- O•••• F•• I••• to M•• I•••••••• S•••••••• L••left Aug 21, 2018, registered Oct 26, 2018 (66 days) · Affiliated broker-dealer or bank to another
- G••••• W••••• M••••••••• I••• to O•••• F•• I•••left Dec 31, 2006, registered Jan 10, 2018 (4028 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address