DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••• H•••• S•••••••

U•••••• W••••• P•••••••independent RIARogers, Ar IA-onlyIAPD 2099250

Feed of 09/14/2026

Also filed as Scott H Shepherd

At current firm

1 y

since Oct 28, 2024

In the industry

33 y

since Dec 7, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•••••• W••••• P••••••• independent RIA current
since Oct 28, 2024 · Denver, Co
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Aug 10, 2018 to Oct 10, 2024 · Rogers, Ar
R•••••• J•••• • A••••••••• I••• national BD
Nov 10, 2005 to Aug 10, 2018 · Little Rock, Ar
M••••• S•••••• D• I••• unclassified
Mar 11, 1998 to Nov 2, 2005 · Rogers, Ar

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to U•••••• W••••• P•••••••
left Oct 10, 2024, registered Oct 28, 2024 (18 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Aug 10, 2018, registered Aug 10, 2018 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
M••••• S•••••• D• I••• to R•••••• J•••• • A••••••••• I•••
left Nov 2, 2005, registered Nov 10, 2005 (8 days) · Other

Signals

S•••• H•••• S••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for U•••••• W••••• P••••••• (registered 2024-10-28)
Oct 10, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address