DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scott John Doyle
Feed of 09/14/2026
At current firm
8 y
since Aug 20, 2018
In the industry
34 y
since Mar 10, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Kovack Advisors, Inc. BD affiliated currentsince Aug 20, 2018 · Livingston, Nj
- Scf Investment Advisors, Inc. formerDec 21, 2016 to Aug 6, 2018 · Livingston, Nj
- B. Riley Wealth Advisors, Inc. BD affiliatedJun 4, 2013 to Dec 22, 2016 · Cranford, Nj
- Transamerica Financial Advisors, LLC BD affiliatedDec 14, 2012 to Apr 18, 2013 · Sussex, Nj
- Stifel Independent Advisors, LLC BD affiliatedJul 10, 2008 to Nov 7, 2012 · Livingston, Nj
Moves
a registration end followed by a registration begin elsewhere
- Scf Investment Advisors, Inc. to Kovack Advisors, Inc.left Aug 6, 2018, registered Aug 20, 2018 (14 days) · Affiliated broker-dealer or bank to another · moved with a team
- B. Riley Wealth Advisors, Inc. to Scf Investment Advisors, Inc.left Dec 22, 2016, registered Dec 21, 2016 (-1 days) · Other
- Transamerica Financial Advisors, LLC to B. Riley Wealth Advisors, Inc.left Apr 18, 2013, registered Jun 4, 2013 (47 days) · Other
- Stifel Independent Advisors, LLC to Transamerica Financial Advisors, LLCleft Nov 7, 2012, registered Dec 14, 2012 (37 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address