DFX Intelligence
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Registered advisor
M••• K•• V•••••••••
Feed of 09/14/2026
Also filed as M••• K•• V••••••••• K•• V••••••••• K•• H••••••••• K•• N••••••••• K•• V••••••••• V•••••••••
At current firm
5 y
since May 4, 2021
In the industry
19 y
since Oct 31, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince May 4, 2021 · Hot Springs, Ar
- V•••• F•••••••• A•••••••• I••• BD affiliatedMay 8, 2018 to May 18, 2018 · Edina, Mn
- A•••••• A••••••• S••••••• formerDec 8, 2016 to Sep 6, 2017 · Plymouth, Mn
- C••••• I••••••••• A••••••• L•• BD affiliatedNov 25, 2015 to Sep 15, 2016 · Minnetonka, Mn
- C••• F•••••••• S•••••••• L••• formerDec 10, 2013 to Nov 4, 2015 · Maple Grove, Mn
- E••••• J•••• national BDSep 6, 2007 to Apr 12, 2012 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- V•••• F•••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••left May 18, 2018, registered May 4, 2021 (1082 days) · Affiliated broker-dealer or bank to another
- A•••••• A••••••• S••••••• to V•••• F•••••••• A•••••••• I•••left Sep 6, 2017, registered May 8, 2018 (244 days) · Other
- C••••• I••••••••• A••••••• L•• to A•••••• A••••••• S•••••••left Sep 15, 2016, registered Dec 8, 2016 (84 days) · Other
- C••• F•••••••• S•••••••• L••• to C••••• I••••••••• A••••••• L••left Nov 4, 2015, registered Nov 25, 2015 (21 days) · Other
- E••••• J•••• to C••• F•••••••• S•••••••• L•••left Apr 12, 2012, registered Dec 10, 2013 (607 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address