RIA Intelligence

• G••••• R••••••••• P••••••• L•• institutional current
  since Apr 1, 2019 · San Rafael, Ca
• I••••••••• F•••••••• P••••••• BD affiliated
  Mar 16, 2011 to Apr 3, 2019 · Ft. Washington, Pa
• N•• A•••••• S•••••••• L•• former
  Feb 2, 2009 to Dec 31, 2009 · Horsham, Pa
• N•• A•••••••• I••• unclassified
  Jan 6, 2009 to Dec 1, 2010 · Fort Washington, Pa

• I••••••••• F•••••••• P••••••• to G••••• R••••••••• P••••••• L••
  left Apr 3, 2019, registered Apr 1, 2019 (-2 days) · Other · moved with a team
• N•• A•••••••• I••• to N•• A•••••• S•••••••• L••
  left Dec 1, 2010, registered Feb 2, 2009 (-667 days) · Other
• N•• A•••••• S•••••••• L•• to I••••••••• F•••••••• P•••••••
  left Dec 31, 2009, registered Mar 16, 2011 (440 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Institutional managerderived

Years in industry

35derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address