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SEC-registered adviser

D••••• I••••••••• L••

Asset manager (funds and pooled vehicles)Bryn Mawr, PennsylvaniaCRD 290284SEC 801-112120website IAPD

Latest filing May 6, 2026

First filing on the tape Nov 6, 2017 · 16 filings

SEC status approved since Dec 6, 2017

RAUM

$125M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$62.4M

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

16 filings and snapshots on the tape

RAUM$125M as of May 6, 2026

Mar 11, 2018$125,000 then

HNW client RAUM: no history

State-registered IARs (5.B.3)2 as of May 6, 2026

Mar 11, 20183 then

Employees (5.A)6 as of May 6, 2026

Mar 11, 20183 then

Private funds: no history

RAUM +114% over the last fiscal year+36% a year over threeIARs 2 to 2

Practice profile

derived from the filing of May 6, 2026; every figure names its basis

RAUM per advisor: $62.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $125MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 3.0derivedItem 5.A over advisors
Advisors per office: 2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +114%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for investment companiesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Investment companies$125M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 1reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0derived

Advisors registered through the firm

2 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
D••••• T••••• D•••••••••	Bryn Mawr, Pa	Jan 26, 2018	20 y	0
W•••••• G••••• C•••••	Bryn Mawr, Pa	Feb 12, 2018	14 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months

Left, latest

C••••••••• S•••• O•••••• to A••••••• I••••••••• A•••••••• L••
Oct 12, 2023 · Other

Joined, latest

C••••••••• S•••• O•••••• from D••••••• B••• S••••••••• I•••
Jan 4, 2018 · Other

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

C•••••• W••••••• G••••• · Managing Membercontrol
since 08/2017 · owns 75% or more
D••••••••• D•••••• T••••• · President And Ccocontrol
since 11/2017 · owns less than 5%
C•••••• W••••••• G••••• · Ownercontrol
since 08/2017 · owns 75% or more of 3•• P•••••••• I•••

Entity owners

3•• P•••••••• I••• · Owner
direct · owns 5% to 10%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Bryn Mawr, Pa · principal	2	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

RAUM up 50 %Change between filings · filing Mar 5, 2026
RAUM (Item 5.F) moved from $58,181,442 to $124,775,256 (+114.0%) between the annual amendments of 2025-03-21 and 2026-03-05; the peer median change was +4.0% (1145 comparable advisers, 97.0th percentile of changes)
peers: asset managers, $100M to $500M (1,145) · 97% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Discretionary RAUM · $58.2M to $125M
Mar 21, 2025 to Mar 5, 2026
RAUM · $58.2M to $125M
Mar 21, 2025 to Mar 5, 2026
Financial planning clients · unset to
Mar 11, 2024 to Mar 21, 2025
Discretionary RAUM · $50.6M to $58.2M
Mar 11, 2024 to Mar 21, 2025
RAUM · $50.6M to $58.2M
Mar 11, 2024 to Mar 21, 2025
Discretionary RAUM · $49.1M to $50.6M
Oct 12, 2023 to Mar 11, 2024
RAUM · $49.1M to $50.6M
Oct 12, 2023 to Mar 11, 2024
BD registered reps · 4 to 3
Mar 30, 2023 to Oct 12, 2023
Employees · 5 to 6
Mar 30, 2023 to Oct 12, 2023
State-registered IARs · 3 to 2
Mar 30, 2023 to Oct 12, 2023
BD registered reps · 3 to 4
Mar 30, 2022 to Mar 30, 2023
Employees · 3 to 5
Mar 30, 2022 to Mar 30, 2023
Discretionary RAUM · $63.9M to $49.1M
Mar 30, 2022 to Mar 30, 2023
RAUM · $63.9M to $49.1M
Mar 30, 2022 to Mar 30, 2023
Discretionary RAUM · $24.8M to $63.9M
Mar 10, 2021 to Mar 30, 2022
RAUM · $24.8M to $63.9M
Mar 10, 2021 to Mar 30, 2022
Business name · M•••••• P•••••••• L•• to D••••• I••••••••• L••
Jul 17, 2020 to Mar 10, 2021
Legal name · M•••••• P•••••••• L•• to D••••• I••••••••• L••
Jul 17, 2020 to Mar 10, 2021
Discretionary RAUM · $1.7M to $24.8M
Jul 17, 2020 to Mar 10, 2021
RAUM · $1.7M to $24.8M
Jul 17, 2020 to Mar 10, 2021
Discretionary RAUM · $9.3M to $1.7M
Jul 17, 2019 to Mar 18, 2020
RAUM · $9.3M to $1.7M
Jul 17, 2019 to Mar 18, 2020
Discretionary RAUM · $125,000 to $9.3M
Mar 11, 2018 to Mar 29, 2019
RAUM · $125,000 to $9.3M
Mar 11, 2018 to Mar 29, 2019
Accounts · 0 to 1
Feb 14, 2018 to Mar 11, 2018
HQ city · HAVERFORD to BRYN MAWR
Feb 14, 2018 to Mar 11, 2018
Discretionary RAUM · $0 to $125,000
Feb 14, 2018 to Mar 11, 2018
RAUM · $0 to $125,000
Feb 14, 2018 to Mar 11, 2018
Advisory employees · 1 to 3
Dec 6, 2017 to Feb 14, 2018
BD registered reps · 1 to 3
Dec 6, 2017 to Feb 14, 2018
Employees · 1 to 3
Dec 6, 2017 to Feb 14, 2018
State-registered IARs · 1 to 3
Dec 6, 2017 to Feb 14, 2018

Signals

3 dated events

C••••••••• S•••• O•••••• left D••••• I••••••••• L•• for A••••••• I••••••••• A•••••••• L•• (registered 2024-07-12)
Oct 12, 2023 · Advisor changed firm · fact
Scott Christopher O'Grady (Chief Investment Officer) no longer on Schedule A of D••••• I••••••••• L•• (listed 2023-03-30, absent 2023-10-12)
Oct 12, 2023 · Control person left · inference
M•••••• P•••••••• L•• filed its initial SEC registration (Form ADV)
Nov 6, 2017 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

D••••• I••••••••• L•• · Private Equity
shared crd · intermediary

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/18629715reportedpublic record, Form ADV, Sep 21, 2026
Website: h•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: (610) 937-5211reportedpublic record, Form ADV, May 6, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: $62.4Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026