DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••• I••••••••• A•••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Mar 28, 2012 · 26 filings
SEC status approved since Sep 2, 2004
RAUM
$2.2B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$558M
derived; firm RAUM over IAPD count
Employees
16
7 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
1
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$2.2B as of Mar 27, 2026
Mar 28, 2012$4.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)4 as of Mar 27, 2026
Mar 28, 20120 then
Employees (5.A)16 as of Mar 27, 2026
Mar 28, 20138 then
Private funds1 as of Mar 27, 2026
Mar 30, 20151 then
RAUM +26% over the last fiscal year+10.0% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- $558MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $248MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.0derivedItem 5.A over advisors
- Advisors per office
- 0.7derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$2.0B94%
- Pooled investment vehicles$130M6.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.97 institutional_share=0.0 related_bd=false related_bank=false bd_reps=4.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••••••• S•••• O•••••• | Wayne, Pa | Jul 12, 2024 | 32 y | 3 |
| C••••••••• A•••• W••• | Rosemary Beach, Fl | Feb 18, 2025 | 22 y | 2 |
| J••••••• L•••• | Rosemary Beach, Fl | Mar 7, 2025 | 17 y | 1 |
| B•••• D•••• H••••• | Dover, Nh | May 6, 2025 | 35 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C••••••••• S•••• O•••••• from D••••• I••••••••• L••Jul 12, 2024 · Other
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••••• F••• I••••••••• P•••••••• L••• | Hedge Fund | $37.1M | 25 | Mar 31, 2015 |
| A••••••• P••••••• F••• L•no longer reported | Hedge Fund | $14.8M | 9 | Oct 30, 2014 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• J••••• P•••••• · Managing Member, Chief Investment Officercontrolsince 07/2004 · owns 25% to 50%
- H•••••• B••••• D•••• · Managing Member, Sales And Marketingcontrolsince 07/2004 · owns 10% to 25%
- F••••••• D••••• L••• · Member, General Counsel, Chief Compliance Officersince 02/2018 · owns 5% to 10%
- K•••••••• N•••• H••••• · Member, Chief Operations Officersince 09/2005 · owns 5% to 10%
- W••••••••• W••••••••• C••••• · Membersince 09/2006 · owns 10% to 25%
- W•••• C••••••••• A•••• · Member, Sales And Marketingsince 07/2004 · owns 10% to 25%
Related persons
Schedule D 7.A
- A•• F••• A••••••••• G•• L••pooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Rosemary Beach, Fl · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Wilton, CT2 employees
- Brandenton, FL1 employees
- , 1 employees
- Dover, NH
What changed
consecutive filings, newest first
- Discretionary RAUM · $1.7B to $2.1BMar 25, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $92.4M to $91.6MMar 25, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $140M to $130MMar 25, 2025 to Mar 27, 2026
- RAUM · $1.8B to $2.2BMar 25, 2025 to Mar 27, 2026
- Accounts · 6 to 9Mar 28, 2024 to Mar 25, 2025
- Advisory activities · 1 to 3Mar 28, 2024 to Mar 25, 2025
- Pooled vehicle clients · 1 to 2Mar 28, 2024 to Mar 25, 2025
- Employees · 15 to 16Mar 28, 2024 to Mar 25, 2025
- Financial planning clients · 0 to 0Mar 28, 2024 to Mar 25, 2025
- Discretionary RAUM · $1.6B to $1.7BMar 28, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $0 to $92.4MMar 28, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $37.1M to $140MMar 28, 2024 to Mar 25, 2025
- RAUM · $1.6B to $1.8BMar 28, 2024 to Mar 25, 2025
- Accounts · 5 to 6Mar 21, 2023 to Mar 28, 2024
- Advisory employees · 5 to 7Mar 21, 2023 to Mar 28, 2024
- BD registered reps · 3 to 4Mar 21, 2023 to Mar 28, 2024
- Business name · A••••••• I••••••••• A••••••• L•• to A••••••• I••••••••• A•••••••• L••Mar 21, 2023 to Mar 28, 2024
- Pooled vehicle clients · unset to 1.0Mar 21, 2023 to Mar 28, 2024
- Employees · 12 to 15Mar 21, 2023 to Mar 28, 2024
- State-registered IARs · 3 to 4Mar 21, 2023 to Mar 28, 2024
- Legal name · A••••••• I••••••••• A••••••• L•• to A••••••• I••••••••• A•••••••• L••Mar 21, 2023 to Mar 28, 2024
- Other offices · 3 to 5Mar 21, 2023 to Mar 28, 2024
- Private funds · unset to 1Mar 21, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.7B to $1.6BMar 21, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · unset to 37145709.0Mar 21, 2023 to Mar 28, 2024
- RAUM · $1.7B to $1.6BMar 21, 2023 to Mar 28, 2024
- Accounts · 4 to 5Mar 31, 2022 to Mar 21, 2023
- BD registered reps · 4 to 3Mar 31, 2022 to Mar 21, 2023
- Employees · 13 to 12Mar 31, 2022 to Mar 21, 2023
- HQ city · HINGHAM to ROSEMARY BEACHMar 31, 2022 to Mar 21, 2023
- HQ state · MA to FLMar 31, 2022 to Mar 21, 2023
- State-registered IARs · 4 to 3Mar 31, 2022 to Mar 21, 2023
- Other offices · 2 to 3Mar 31, 2022 to Mar 21, 2023
- Discretionary RAUM · $1.3B to $1.7BMar 31, 2022 to Mar 21, 2023
- RAUM · $1.3B to $1.7BMar 31, 2022 to Mar 21, 2023
- Discretionary RAUM · $1.0B to $1.3BSep 14, 2021 to Mar 31, 2022
- RAUM · $1.0B to $1.3BSep 14, 2021 to Mar 31, 2022
- Advisory employees · 2 to 5Sep 13, 2021 to Sep 14, 2021
- BD registered reps · 3 to 4Sep 13, 2021 to Sep 14, 2021
- Employees · 7 to 13Sep 13, 2021 to Sep 14, 2021
Signals
8 dated events
- A••••••• I••••••••• A•••••••• L•• reported RAUM $2.2B, up 26% from $1.8B (2025-03-25 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- A••••••• I••••••••• A•••••••• L•• reported RAUM $1.7B, up 34% from $1.3B (2022-03-31 to 2023-03-21)Mar 21, 2023 · RAUM change · derived
- A••••••• I••••••••• A•••••••• L•• reported RAUM $1.0B, up 65% from $626.9M (2021-03-29 to 2021-09-13)Sep 13, 2021 · RAUM change · derived
- A••••••• I••••••••• A•••••••• L•• reported RAUM $626.9M, up 41% from $443.6M (2020-07-22 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- Ellis Christian Aymond (Principal Of A••••••• I••••••••• A••••••• L••) no longer on Schedule A of A••••••• I••••••••• A•••••••• L•• (listed 2020-03-27, absent 2020-07-22)Jul 22, 2020 · Control person left · inference
- Raymond Anthony Bosch (Principal, A••••••• I••••••••• A••••••• L••) no longer on Schedule A of A••••••• I••••••••• A•••••••• L•• (listed 2020-03-27, absent 2020-07-22)Jul 22, 2020 · Control person left · inference
- A••••••• I••••••••• A•••••••• L•• reported RAUM $349.5M, up 47% from $238.6M (2019-03-28 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- A••••••• I••••••••• A•••••••• L•• reported RAUM $316.9M, down 50% from $631.6M (2017-03-23 to 2018-02-16)Feb 16, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- A••••••• I••••••••• A•••••••• L•• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/absolute-investment-advisers-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- A•••••••ADVISERS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 781-740-1904reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $558Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026