RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• D•••• K••••••••
- G•••••• W••••• P•••••••• L•• independent RIA currentsince Feb 5, 2026 · Eau Claire, Wi
- O•••• W•••••• I••• BD affiliatedJan 19, 2024 to Dec 4, 2025 · Eau Claire, Wi
- W••••••• F•••••••• S•••••••• I••• formerMar 16, 2021 to Jan 19, 2024 · Eau Claire, Wi
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedAug 18, 2015 to Mar 22, 2021 · Eau Claire, Wi
- M•• F•••••••• S•••••••• I••• formerFeb 22, 2010 to Sep 1, 2015 · Eau Claire, Wi
- L•••••• S•• I••••••••• A•••••••• L••••• BD affiliatedJun 4, 2007 to Dec 31, 2008 · Elmhurst, Il
- O•••• W•••••• I••• to G•••••• W••••• P•••••••• L••left Dec 4, 2025, registered Feb 5, 2026 (63 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- C•••••••• I••••••••• R••••••• A•••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Mar 22, 2021, registered Mar 16, 2021 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•• F•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Sep 1, 2015, registered Aug 18, 2015 (-14 days) · Other
- L•••••• S•• I••••••••• A•••••••• L••••• to M•• F•••••••• S•••••••• I•••left Dec 31, 2008, registered Feb 22, 2010 (418 days) · Other
- S•••• D•••• K•••••••• left O•••• W•••••• I••• for G•••••• W••••• P•••••••• L•• (registered 2026-02-05)Dec 4, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address