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Registered advisor
D•••• T••••• H•••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
4 y
since Nov 1, 2021
In the industry
35 y
since Nov 21, 1990 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N•••••• A••••••• BD affiliated currentsince Nov 1, 2021 · Evanston, Il
- M•• A••••••• F•••••••• M••••••••• I••• formerAug 18, 2003 to Nov 1, 2021 · Northbrook, Il
- W•••• F•••• A••••••• wirehouseJan 12, 2001 to Aug 27, 2003 · Deerfield, Il
Moves
a registration end followed by a registration begin elsewhere
- M•• A••••••• F•••••••• M••••••••• I••• to N•••••• A•••••••left Nov 1, 2021, registered Nov 1, 2021 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to M•• A••••••• F•••••••• M••••••••• I•••left Aug 27, 2003, registered Aug 18, 2003 (-9 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address