DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Raymond Alba Emery
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Ray Emery
At current firm
0 y
since Sep 1, 2026
In the industry
32 y
since May 10, 1994 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Global Retirement Partners LLC institutional currentsince Sep 1, 2026 · Naples, Fl
- Norton Financial Services, Inc. unclassifiedOct 1, 2002 to Mar 16, 2007 · South Portland, Me
- Commonwealth Financial Network national BDOct 1, 2002 to Sep 8, 2026 · South Portland, Me
Moves
a registration end followed by a registration begin elsewhere
- Commonwealth Financial Network to Global Retirement Partners LLCleft Sep 8, 2026, registered Sep 1, 2026 (-7 days) · Other · moved with a team
- Norton Financial Services, Inc. to Commonwealth Financial Networkleft Mar 16, 2007, registered Oct 1, 2002 (-1627 days) · Other
Signals
- Raymond Alba Emery left Commonwealth Financial Network for Global Retirement Partners Llc (registered 2026-09-01)Sep 8, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address