RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M•••••• BD affiliated currentsince Apr 17, 2020 · Overland Park, Ks
- T••••••••• I••••••••• P•••••••• L•• formerNov 17, 2016 to Apr 6, 2020 · Leawood, Ks
- M•••••• I••••••••• L•• formerMar 11, 2015 to Nov 17, 2016 · Leawood, Ks
- M•••••• BD affiliatedMay 11, 2006 to Mar 9, 2015 · Overland Park, Ks
- A• G• E•••••• • S•••• I••• unclassifiedMar 17, 1999 to Jun 1, 2006 · Pittsburg, Ks
- T••••••••• I••••••••• P•••••••• L•• to M••••••left Apr 6, 2020, registered Apr 17, 2020 (11 days) · Other
- M•••••• I••••••••• L•• to T••••••••• I••••••••• P•••••••• L••left Nov 17, 2016, registered Nov 17, 2016 (0 days) · Other · moved with a team
- M•••••• to M•••••• I••••••••• L••left Mar 9, 2015, registered Mar 11, 2015 (2 days) · Other
- A• G• E•••••• • S•••• I••• to M••••••left Jun 1, 2006, registered May 11, 2006 (-21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address