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Registered advisor
B••• J••• C•••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedOklahoma City, Ok dual registrantIAPD 2107488
Feed of 09/14/2026
At current firm
10 y
since Jul 26, 2016
In the industry
35 y
since Nov 27, 1990 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jul 26, 2016 · Dallas, Tx
- R•••••• J•••• • A••••••••• I••• national BDNov 15, 2013 to Jul 18, 2016 · Dallas, Tx
- H•••••• S••••••••• I••• BD affiliatedMar 30, 2012 to Dec 13, 2013 · Plano, Tx
- W•••• F•••• A••••••• wirehouseMar 30, 2009 to Apr 3, 2012 · Addison, Tx
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 10, 2003 to Feb 13, 2009 · Dallas, Tx
- M••••• S•••••• D• I••• unclassifiedJun 22, 2000 to Oct 16, 2003 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jul 18, 2016, registered Jul 26, 2016 (8 days) · Other
- H•••••• S••••••••• I••• to R•••••• J•••• • A••••••••• I•••left Dec 13, 2013, registered Nov 15, 2013 (-28 days) · Other
- W•••• F•••• A••••••• to H•••••• S••••••••• I•••left Apr 3, 2012, registered Mar 30, 2012 (-4 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Feb 13, 2009, registered Mar 30, 2009 (45 days) · Other
- M••••• S•••••• D• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 16, 2003, registered Oct 10, 2003 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address