RIA Intelligence

• W•••• F•••• A••••••• wirehouse current
  since May 24, 2024 · Albany, Ga
• W•••• F•••• A••••••• wirehouse
  Sep 17, 2014 to May 17, 2024 · Macon, Ga
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Nov 19, 2004 to Sep 17, 2014 · Albany, Ga
• M••••• K••••• • C••••••• L•• former
  Jan 27, 2003 to Nov 23, 2004 · Albany, Ga

• W•••• F•••• A••••••• to W•••• F•••• A•••••••
  left May 17, 2024, registered May 24, 2024 (7 days) · channel change inside one enterprise, not a move · moved with a team
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
  left Sep 17, 2014, registered Sep 17, 2014 (0 days) · Wirehouse to wirehouse
• M••••• K••••• • C••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Nov 23, 2004, registered Nov 19, 2004 (-4 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

35derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address