RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• L•• W••••
- S••••••••• F•••••••• S••••••••• I•• state registered currentsince May 5, 2026 · Lone Tree, Co
- S••••••••• F•••••••• S••••••••• I•• state registeredJun 20, 2006 to Dec 31, 2021 · Lone Tree, Co
- H•••••• T••••••• • K•••• L•• independent RIANov 15, 2004 to Apr 26, 2006 · Lone Tree, Co
- S••••••• I••••••••• I••• formerApr 16, 2004 to Oct 22, 2004 · Englewood, Co
- P•••••••• S••••••••• I••• BD affiliatedJun 22, 2000 to Sep 18, 2002 · Denver, Co
- H•••••• T••••••• • K•••• L•• to S••••••••• F•••••••• S••••••••• I••left Apr 26, 2006, registered Jun 20, 2006 (55 days) · Other
- S••••••• I••••••••• I••• to H•••••• T••••••• • K•••• L••left Oct 22, 2004, registered Nov 15, 2004 (24 days) · Other
- P•••••••• S••••••••• I••• to S••••••• I••••••••• I•••left Sep 18, 2002, registered Apr 16, 2004 (576 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address