RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• D••••• D••••••
- A•••••• W••••• L• independent RIA currentsince May 5, 2022 · Lake Oswego, Or
- M• H••••••• S••••••••• I••• BD affiliatedDec 4, 2012 to Jun 9, 2022 · Portland, Or
- M• F•••••••• A•••• M••••••••• I••• independent RIANov 15, 2010 to Dec 4, 2012 · Portland, Or
- M• H••••••• S••••••••• I••• to A•••••• W••••• L•left Jun 9, 2022, registered May 5, 2022 (-35 days) · Affiliated broker-dealer or bank to independent RIA
- M• F•••••••• A•••• M••••••••• I••• to M• H••••••• S••••••••• I•••left Dec 4, 2012, registered Dec 4, 2012 (0 days) · Other
- L••• D••••• D•••••• left M• H••••••• S••••••••• I••• for A•••••• W••••• L• (registered 2022-05-05)Jun 9, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address