RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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E••• K••••• A••••
- F••••••• F•••••••• S••••••••• L•• independent RIA currentsince Jun 24, 2026 · Saint Simons Island, Ga
- M•••••• BD affiliatedJan 26, 2022 to Jun 9, 2026 · Mcminnville, Or
- C••••••• A••••••• S•••••••• L•• formerJul 6, 2018 to Jan 28, 2022 · Mcminnville, Or
- C••••• A••••••• L•• formerFeb 28, 2012 to Oct 24, 2018 · Mcminnville, Or
- P•••••• W••• F•••••••• C••••••••• I•• formerJan 16, 2004 to Feb 28, 2012 · South Hadley, Ma
- M•••••• to F••••••• F•••••••• S••••••••• L••left Jun 9, 2026, registered Jun 24, 2026 (15 days) · Affiliated broker-dealer or bank to independent RIA
- C••••••• A••••••• S•••••••• L•• to M••••••left Jan 28, 2022, registered Jan 26, 2022 (-2 days) · RIA to affiliated broker-dealer or bank · moved with a team
- C••••• A••••••• L•• to C••••••• A••••••• S•••••••• L••left Oct 24, 2018, registered Jul 6, 2018 (-110 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- P•••••• W••• F•••••••• C••••••••• I•• to C••••• A••••••• L••left Feb 28, 2012, registered Feb 28, 2012 (0 days) · corporate re-registration, not a move
- E••• K••••• A•••• left Mariner for F••••••• F•••••••• S••••••••• L•• (registered 2026-06-24)Jun 9, 2026 · Advisor changed firm · fact
- E••• K••••• A•••• left C••••••• A••••••• S•••••••• L•• for Mariner (registered 2022-01-26)Jan 28, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address