DFX Intelligence
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Registered advisor
K•••• D• T••••
Feed of 09/14/2026
Also filed as K•••• D••••• T••••
At current firm
16 y
since Feb 10, 2010
In the industry
33 y
since Sep 14, 1993 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
25
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Feb 10, 2010 · Canton, Oh
- W••••••• F•••••••• S•••••••• I••• formerNov 3, 2006 to Nov 19, 2007 · Oakdale, Mn
Moves
a registration end followed by a registration begin elsewhere
- W••••••• F•••••••• S•••••••• I••• to P••• A••••• S••••••••• L••left Nov 19, 2007, registered Feb 10, 2010 (814 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address