DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard Benjamin Levin
Feed of 09/15/2026
Also filed as Richie Levin
At current firm
13 y
since Jul 2, 2013
In the industry
35 y
since Mar 22, 1991 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Mutual Advisors, LLC BD affiliated currentsince Jul 2, 2013 · Camarillo, Ca
- Mutual Securities, Inc. formerApr 5, 2012 to Jul 9, 2013 · Westlake Village, Ca
- Morgan Stanley wirehouseNov 2, 2011 to Apr 18, 2012 · Oxnard, Ca
- Morgan Stanley Dw Inc. unclassifiedJan 26, 2001 to Nov 22, 2002 · Beverly Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- Mutual Securities, Inc. to Mutual Advisors, LLCleft Jul 9, 2013, registered Jul 2, 2013 (-7 days) · Other
- Morgan Stanley to Mutual Securities, Inc.left Apr 18, 2012, registered Apr 5, 2012 (-13 days) · Other
- Morgan Stanley Dw Inc. to Morgan Stanleyleft Nov 22, 2002, registered Nov 2, 2011 (3267 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address