RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• J• B••••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Jun 17, 2022 · Portage, Mi
- S•••••• A••••••• formerNov 20, 2015 to Jul 5, 2023 · Portage, Mi
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJul 3, 2013 to Oct 16, 2020 · Saint Petersburg, Fl
- S•••••• A••••••• to M••••• G••••• A••••••• I•••left Jul 5, 2023, registered Jun 17, 2022 (-383 days) · Other · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to S•••••• A•••••••left Oct 16, 2020, registered Nov 20, 2015 (-1792 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- L••• J• B•••••• left S•••••• A••••••• for M••••• G••••• A••••••• I••• (registered 2022-06-17)Jul 5, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address