DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher Curtis Kempton
Feed of 09/15/2026
At current firm
2 y
since Jun 28, 2024
In the industry
35 y
since Apr 22, 1991 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Wellth Advisory Services, LLC institutional currentsince Jun 28, 2024 · Shorewood, Il
- Global Retirement Partners LLC institutionalApr 1, 2019 to Jul 5, 2024 · Buffalo, Ny
- Kestra Advisory Services, LLC BD affiliatedApr 19, 2016 to Apr 1, 2019 · Buffalo, Ny
- Nfp Advisor Services, LLC formerJul 31, 2014 to Sep 22, 2016 · Austin, Tx
- Financial Telesis, Inc. formerFeb 26, 2010 to Jul 30, 2014 · San Rafael, Ca
Moves
a registration end followed by a registration begin elsewhere
- Global Retirement Partners LLC to Wellth Advisory Services, LLCleft Jul 5, 2024, registered Jun 28, 2024 (-7 days) · corporate re-registration, not a move
- Kestra Advisory Services, LLC to Global Retirement Partners LLCleft Apr 1, 2019, registered Apr 1, 2019 (0 days) · corporate re-registration, not a move
- Nfp Advisor Services, LLC to Kestra Advisory Services, LLCleft Sep 22, 2016, registered Apr 19, 2016 (-156 days) · corporate re-registration, not a move
- Financial Telesis, Inc. to Nfp Advisor Services, LLCleft Jul 30, 2014, registered Jul 31, 2014 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address