DFX Intelligence
RIA Intelligence
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Registered advisor
J••• A••••• T••••••
Feed of 09/15/2026
At current firm
1 y
since Mar 7, 2025
In the industry
35 y
since Sep 6, 1991 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Mar 7, 2025 · Bethesda, Md
- W•••• F•••• A••••••• wirehouseMar 23, 2007 to Mar 7, 2025 · Belford, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 8, 2002 to Mar 29, 2007 · Shrewsbury, Nj
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Mar 7, 2025, registered Mar 7, 2025 (0 days) · channel change inside one enterprise, not a move · moved with a team
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Mar 29, 2007, registered Mar 23, 2007 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address