DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Steven James Sandberg

Integrity Alliance, LLCBD affiliatedPalm Beach Gardens, Fl dual registrantIAPD 2137040

Feed of 09/15/2026

Also filed as Steven J Sandberg

At current firm

8 y

since May 3, 2018

In the industry

35 y

since May 17, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Integrity Alliance, LLC BD affiliated current
since May 3, 2018 · Weston, Fl
Cpr Investments Inc independent RIA
Jan 26, 2018 to Apr 19, 2018 · Palm Beach Gardens, Fl
Isc Advisors, Inc. mixed wealth
Oct 13, 2015 to Jun 9, 2017 · Palm Beach Gardens, Fl
Onpointe Advisory And Financial Services, LLC former
May 4, 2015 to Sep 25, 2015 · Palm Beach Gardens, Fl
High Street Asset Management, LLC unclassified
Mar 4, 2015 to Apr 16, 2015 · Palm Beach Gardens, Fl
Onpointe Advisory And Financial Services, LLC former
Jan 15, 2013 to Jan 2, 2014 · Palm Beach Gardens, Fl
Gwn Securities Inc. BD affiliated
Feb 26, 2010 to Dec 31, 2011 · Palm Beach Gardens, Fl
Questar Asset Management, Inc. former
Apr 11, 2006 to May 4, 2009 · North Palm Beach, Fl
Usallianz Securities, Inc. unclassified
Jan 21, 2004 to May 22, 2006 · Shoreview, Mn
Legacy Advisory Services, Inc. unclassified
Jul 12, 1999 to Dec 31, 2003 · North Palm Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

Cpr Investments Inc to Integrity Alliance, LLC
left Apr 19, 2018, registered May 3, 2018 (14 days) · RIA to RIA
Isc Advisors, Inc. to Cpr Investments Inc
left Jun 9, 2017, registered Jan 26, 2018 (231 days) · Other
Onpointe Advisory And Financial Services, LLC to Isc Advisors, Inc.
left Sep 25, 2015, registered Oct 13, 2015 (18 days) · Other
High Street Asset Management, LLC to Onpointe Advisory And Financial Services, LLC
left Apr 16, 2015, registered May 4, 2015 (18 days) · Other · moved with a team
Onpointe Advisory And Financial Services, LLC to High Street Asset Management, LLC
left Jan 2, 2014, registered Mar 4, 2015 (426 days) · Other
Gwn Securities Inc. to Onpointe Advisory And Financial Services, LLC
left Dec 31, 2011, registered Jan 15, 2013 (381 days) · Other
Questar Asset Management, Inc. to Gwn Securities Inc.
left May 4, 2009, registered Feb 26, 2010 (298 days) · Other
Usallianz Securities, Inc. to Questar Asset Management, Inc.
left May 22, 2006, registered Apr 11, 2006 (-41 days) · Other
Legacy Advisory Services, Inc. to Usallianz Securities, Inc.
left Dec 31, 2003, registered Jan 21, 2004 (21 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address