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Feed of 09/15/2026
Also filed as A••••• John M•••••
At current firm
2 y
since Jan 4, 2024
In the industry
35 y
since May 8, 1991 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jan 4, 2024 · Marengo, Il
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Jan 4, 2024 · Schaumburg, Il
- P••••••••• E••••• G••••• L•• unclassifiedJun 3, 2002 to Jul 1, 2003 · Schaumburg, Il
- W•••• F•••• A••••••• wirehouseMay 1, 2002 to Jun 21, 2002 · Itasca, Il
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Jan 4, 2024, registered Jan 4, 2024 (0 days) · channel change inside one enterprise, not a move
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to P••••••••• E••••• G••••• L••left Jun 21, 2002, registered Jun 3, 2002 (-18 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address