RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• P••••• H••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 12, 2026 · Birmingham, Al
- S•••••• S••••••••• I••• BD affiliatedJul 31, 2019 to Oct 14, 2025 · Birmingham, Al
- M••••• S•••••• wirehouseApr 20, 2018 to Jun 18, 2019 · Birmingham, Al
- S•••••• S••••••••• I••• to L•• F•••••••• L••left Oct 14, 2025, registered Jan 12, 2026 (90 days) · RIA to affiliated broker-dealer or bank
- M••••• S•••••• to S•••••• S••••••••• I•••left Jun 18, 2019, registered Jul 31, 2019 (43 days) · Wirehouse to affiliated broker-dealer or bank
- R••••• P••••• H•••• left S•••••• S••••••••• I••• for L•• F•••••••• L•• (registered 2026-01-12)Oct 14, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address