DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Charbonneau
Feed of 09/14/2026
Also filed as Jim Charbonneau
At current firm
3 y
since Jun 2, 2023
In the industry
35 y
since Aug 15, 1991 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Global Retirement Partners LLC institutional currentsince Jun 2, 2023 · San Rafael, Ca
- Golden Corner Wealth Advisors formerJun 8, 2020 to Nov 9, 2023 · Seneca, Sc
- United Capital Financial Advisors independent RIAJul 23, 2015 to Jun 27, 2020 · Seneca, Sc
- Ic Advisory Services, Inc. formerJun 2, 2006 to Jul 21, 2015 · Seneca, Sc
- The Investment Center, Inc. unclassifiedOct 29, 1996 to Oct 2, 2006 · Seneca, Sc
Moves
a registration end followed by a registration begin elsewhere
- Golden Corner Wealth Advisors to Global Retirement Partners LLCleft Nov 9, 2023, registered Jun 2, 2023 (-160 days) · Other · moved with a team
- United Capital Financial Advisors to Golden Corner Wealth Advisorsleft Jun 27, 2020, registered Jun 8, 2020 (-19 days) · Affiliated broker-dealer or bank to a newly registered adviser
- Ic Advisory Services, Inc. to United Capital Financial Advisorsleft Jul 21, 2015, registered Jul 23, 2015 (2 days) · Other · moved with a team
- The Investment Center, Inc. to Ic Advisory Services, Inc.left Oct 2, 2006, registered Jun 2, 2006 (-122 days) · Other
Signals
- James Charbonneau left Golden Corner Wealth Advisors for Global Retirement Partners Llc (registered 2023-06-02)Nov 9, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address