DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Golden Corner Wealth Advisors
Legal name Golden Green, Inc.
Latest filing Jun 5, 2023
First filing on the tape Apr 23, 2020 · 21 filings
RAUM
$131M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$130M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$131M as of Feb 8, 2023
Feb 19, 2021$147M then
HNW client RAUM$56.3M as of Feb 8, 2023
Feb 19, 2021$56.7M then
State-registered IARs (5.B.3)2 as of Feb 8, 2023
Feb 19, 20212 then
Employees (5.A)2 as of Feb 8, 2023
Feb 19, 20212 then
Private funds: no history
RAUM -19% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Jun 5, 2023; every figure names its basis
- RAUM per advisor
- $65.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 190derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $165,334derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.7%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Wrap fee program
- $131MreportedItem 5.I
- Custody
- $4.4M, 13 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$73.7M56%
- High-net-worth individuals$56.3M43%
- Corporations and businesses$578,8960.4%
- Charitable organizations$18,3490.0%
- Individual clients
- 343reported
- HNW clients
- 37reported
- Pension plan clients
- 0reported
- Charitable clients
- 2reported
- Accounts
- 790reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $4.4M for 13 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- James Charbonneau to Global Retirement Partners LLCNov 9, 2023 · Other
- Amy Charbonneau Burk to Global Retirement Partners LLCNov 9, 2023 · Other
Joined, latest
- Amy Charbonneau Burk from United Capital Financial AdvisorsJul 21, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
- James Charbonneau from United Capital Financial AdvisorsJun 8, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Global Retirement Partners LLCNov 9, 2023 · Seneca, Sc
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Charbonneau Amy Burk · Chief Compliance Officercontrolsince 04/2020 · owns less than 5%
- L James Charbonneau · Shareholder & Ceocontrolsince 04/2013 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Seneca, Sc · principal | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 778 to 790Dec 20, 2022 to Feb 8, 2023
- HNW clients · 30 to 37Dec 20, 2022 to Feb 8, 2023
- Individual clients · 326 to 343Dec 20, 2022 to Feb 8, 2023
- Assets in custody · $2.7M to $4.4MDec 20, 2022 to Feb 8, 2023
- Discretionary RAUM · $161M to $130MDec 20, 2022 to Feb 8, 2023
- HNW RAUM · $68.1M to $56.3MDec 20, 2022 to Feb 8, 2023
- Individual RAUM · $91.6M to $73.7MDec 20, 2022 to Feb 8, 2023
- Non-discretionary RAUM · $215,912 to $202,159Dec 20, 2022 to Feb 8, 2023
- RAUM · $161M to $131MDec 20, 2022 to Feb 8, 2023
- Accounts · 730 to 778Feb 15, 2022 to Mar 2, 2022
- Corporate clients · 3 to 5Feb 15, 2022 to Mar 2, 2022
- HNW clients · 23 to 30Feb 15, 2022 to Mar 2, 2022
- Individual clients · 309 to 326Feb 15, 2022 to Mar 2, 2022
- Assets in custody · $3.2M to $2.7MFeb 15, 2022 to Mar 2, 2022
- Financial planning clients · 101-250 to 251-500Feb 15, 2022 to Mar 2, 2022
- Discretionary RAUM · $147M to $161MFeb 15, 2022 to Mar 2, 2022
- HNW RAUM · $56.7M to $68.1MFeb 15, 2022 to Mar 2, 2022
- Individual RAUM · $89.8M to $91.6MFeb 15, 2022 to Mar 2, 2022
- Non-discretionary RAUM · $175,996 to $215,912Feb 15, 2022 to Mar 2, 2022
- RAUM · $147M to $161MFeb 15, 2022 to Mar 2, 2022
- Advisory employees · 3 to 2Jan 11, 2022 to Feb 15, 2022
- BD registered reps · 3 to 2Jan 11, 2022 to Feb 15, 2022
- Employees · 3 to 2Jan 11, 2022 to Feb 15, 2022
- State-registered IARs · 3 to 2Jan 11, 2022 to Feb 15, 2022
- BD registered reps · 2 to 3Dec 20, 2021 to Jan 11, 2022
- Advisory employees · 2 to 3Oct 13, 2021 to Dec 20, 2021
- Employees · 2 to 3Oct 13, 2021 to Dec 20, 2021
- State-registered IARs · 2 to 3Oct 13, 2021 to Dec 20, 2021
- Accounts · 430 to 730Feb 2, 2021 to Feb 19, 2021
- Corporate clients · 5 to 3Feb 2, 2021 to Feb 19, 2021
- HNW clients · 22 to 23Feb 2, 2021 to Feb 19, 2021
- Individual clients · 401 to 309Feb 2, 2021 to Feb 19, 2021
- Financial planning clients · 0 to 101-250Feb 2, 2021 to Feb 19, 2021
- Discretionary RAUM · $121M to $147MFeb 2, 2021 to Feb 19, 2021
- HNW RAUM · $38.0M to $56.7MFeb 2, 2021 to Feb 19, 2021
- Individual RAUM · $82.3M to $89.8MFeb 2, 2021 to Feb 19, 2021
- Non-discretionary RAUM · $140,000 to $175,996Feb 2, 2021 to Feb 19, 2021
- RAUM · $121M to $147MFeb 2, 2021 to Feb 19, 2021
- Wrap assets (manager) · $1 to $0Feb 2, 2021 to Feb 19, 2021
- Wrap assets (sponsor) · $1 to $0Feb 2, 2021 to Feb 19, 2021
Signals
4 dated events
- Amy Charbonneau Burk left Golden Corner Wealth Advisors for Global Retirement Partners Llc (registered 2023-06-01)Nov 9, 2023 · Advisor changed firm · fact
- James Charbonneau left Golden Corner Wealth Advisors for Global Retirement Partners Llc (registered 2023-06-02)Nov 9, 2023 · Advisor changed firm · fact
- 2 advisors left Golden Corner Wealth Advisors (Seneca, SC) for Global Retirement Partners LLC on the same dayNov 9, 2023 · Team lift-out · derived
- Golden Green, Inc. Dba Golden Corner Wealth Advisors filed its initial SEC registration (Form ADV)Apr 23, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026