DFX Intelligence
RIA Intelligence
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Registered advisor
A••• J•••• O••••
Feed of 09/15/2026
At current firm
10 y
since Aug 2, 2016
In the industry
35 y
since Jun 25, 1991 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••••••••• B•••••••• S•••••••• I••• independent RIA currentsince Aug 2, 2016 · Dixon, Il
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 1, 2004 to Aug 4, 2016 · Naperville, Il
- L••••• S••••• S••••••••• I••• unclassifiedSep 8, 2003 to Jan 1, 2004 · Sterling, Il
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to P••••••••• B•••••••• S•••••••• I•••left Aug 4, 2016, registered Aug 2, 2016 (-2 days) · Other
- L••••• S••••• S••••••••• I••• to V••• F•••••••• A•••••••• I•••left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address