F•••• P••• B••••••••

• A••••• A•• P••••••• S••••••• BD affiliated current
  since Aug 18, 2014 · North Bethesda, Md
• P•• W••••• M••••••••• BD affiliated
  Dec 20, 2012 to Aug 13, 2014 · Bel Air, Md
• B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
  Mar 12, 2007 to Nov 14, 2008 · Mclean, Va
• C•••• C•••• F•••••••• S••••••• unclassified
  Jun 28, 1994 to Feb 14, 2006 · Rockville, Md

• P•• W••••• M••••••••• to A••••• A•• P••••••• S•••••••
  left Aug 13, 2014, registered Aug 18, 2014 (5 days) · Other
• B••• O• A•••••• I••••••••• S•••••••• I••• to P•• W••••• M•••••••••
  left Nov 14, 2008, registered Dec 20, 2012 (1497 days) · Other
• C•••• C•••• F•••••••• S••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••
  left Feb 14, 2006, registered Mar 12, 2007 (391 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

35derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address