RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••• E•••• B•••••
- M•••••• BD affiliated currentsince May 15, 2009 · Overland Park, Ks
- M•••••• W••••• A••••••• formerMar 13, 2015 to Mar 31, 2018 · Overland Park, Ks
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to May 19, 2009 · Overland Park, Ks
- A• G• E•••••• • S•••• I••• unclassifiedDec 16, 1997 to Jan 1, 2008 · Overland Park, Ks
- M•••••• W••••• A••••••• to no registered destinationleft Mar 31, 2018 · Departure, no registered destination
- W•••• F•••• A••••••• to M••••••left May 19, 2009, registered May 15, 2009 (-4 days) · Other
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address