RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• H••••••••
- W•••• F•••• A••••••• wirehouse currentsince Jul 20, 2026 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouse currentsince Feb 2, 2017 · Grosse Pointe Farms, Mi
- O•••• I••••••••• I••• BD affiliatedJul 1, 2016 to Jan 25, 2017 · Novi, Mi
- E•••• N••••••• S••••••••• I••• formerApr 13, 2016 to Jul 1, 2016 · Novi, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 26, 2013 to Jan 4, 2016 · Bloomfield Hills, Mi
- F•••• T•••• S••••••••• I••• BD affiliatedJul 29, 2011 to Mar 22, 2013 · Detroit, Mi
- C•••• I••••••••• S••••••• C•••• formerJul 6, 2005 to Jul 13, 2011 · Chicago, Il
- B••• O•• S••••••••• C••••••••• unclassifiedDec 17, 2004 to Jul 6, 2005 · Harper Woods, Mi
- O•••• I••••••••• I••• to W•••• F•••• A•••••••left Jan 25, 2017, registered Feb 2, 2017 (8 days) · Other
- E•••• N••••••• S••••••••• I••• to O•••• I••••••••• I•••left Jul 1, 2016, registered Jul 1, 2016 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••• N••••••• S••••••••• I•••left Jan 4, 2016, registered Apr 13, 2016 (100 days) · Other
- F•••• T•••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 22, 2013, registered Apr 26, 2013 (35 days) · Other
- C•••• I••••••••• S••••••• C•••• to F•••• T•••• S••••••••• I•••left Jul 13, 2011, registered Jul 29, 2011 (16 days) · Other
- B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address