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RIA Intelligence
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Registered advisor
G••• A••• G••••
Feed of 09/14/2026
At current firm
14 y
since Feb 21, 2012
In the industry
35 y
since Jul 29, 1991 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• W••••• A•••••••• I••• no RAUM currentsince Feb 21, 2012 · Orlando, Fl
- E•••••• C•••••• M••••••••• L•• formerOct 19, 2007 to May 19, 2009 · Arlington, Va
- W•••• F•••• A••••••• wirehouseAug 10, 2007 to Oct 24, 2007 · Orlando, Fl
Moves
a registration end followed by a registration begin elsewhere
- E•••••• C•••••• M••••••••• L•• to S••••• W••••• A•••••••• I•••left May 19, 2009, registered Feb 21, 2012 (1008 days) · Other
- W•••• F•••• A••••••• to E•••••• C•••••• M••••••••• L••left Oct 24, 2007, registered Oct 19, 2007 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address