DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

W•••••• A•••• B••••••

T••••• A••••••• S•••••••• I•••BD affiliatedPalm Beach Ga••••S, Fldual registrantIAPD 2152767

Certified Financial Planner

Feed of 09/14/2026

Also filed as Bill B••••••

At current firm

1 y

since Aug 5, 2025

In the industry

35 y

since Jul 29, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••• A••••••• S•••••••• I••• BD affiliated current
since Aug 5, 2025 · Palm Beach Ga••••S, Fl
M••••• S•••••• wirehouse
Aug 30, 2018 to Jun 12, 2025 · West Palm Beach, Fl
R•••••• W••••• independent RIA
Jun 2, 2010 to Sep 1, 2010 · Boca Raton, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 5, 2004 to Mar 16, 2010 · West Palm Beach, Fl
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Feb 26, 2002 to Nov 10, 2004 · Boca Raton, Fl

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to T••••• A••••••• S•••••••• I•••
left Jun 12, 2025, registered Aug 5, 2025 (54 days) · Wirehouse to affiliated broker-dealer or bank
R•••••• W••••• to M••••• S••••••
left Sep 1, 2010, registered Aug 30, 2018 (2920 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• W•••••
left Mar 16, 2010, registered Jun 2, 2010 (78 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 10, 2004, registered Nov 5, 2004 (-5 days) · Other

Signals

W•••••• A•••• B•••••• left M••••• S•••••• for T••••• A••••••• S•••••••• I••• (registered 2025-08-05)
Jun 12, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address