RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• N••••• S•••••••••
- W••••• A••••••• S•••••••• L•• institutional currentsince Jul 9, 2024 · Shorewood, Il
- G••••• R••••••••• P••••••• L•• institutionalApr 4, 2019 to Jul 13, 2024 · Maitland, Fl
- K••••• A••••••• S•••••••• L•• BD affiliatedMay 2, 2016 to Apr 1, 2019 · Maitland, Fl
- N•• A•••••• S•••••••• L•• formerNov 25, 2015 to Sep 22, 2016 · Austin, Tx
- W••••••••• R••••••••• A••••••• institutionalMay 15, 2013 to Aug 11, 2016 · Maitland, Fl
- F•••••••• T••••••• I••• formerJan 19, 2010 to Apr 15, 2013 · San Rafael, Ca
- N•• A•••••••• I••• unclassifiedJan 28, 2008 to Nov 30, 2009 · Winter Park, Fl
- O•••• F•• I••• formerJun 9, 2006 to Jan 25, 2008 · Maitland, Fl
- B••• I••••••••• S•••••••• I••• formerDec 9, 2005 to Feb 1, 2006 · Charlotte, Nc
- S••••••• I••••••••• S•••••••• I••• formerAug 26, 2002 to Sep 16, 2005 · Orlando, Fl
- G••••• R••••••••• P••••••• L•• to W••••• A••••••• S•••••••• L••left Jul 13, 2024, registered Jul 9, 2024 (-4 days) · corporate re-registration, not a move
- K••••• A••••••• S•••••••• L•• to G••••• R••••••••• P••••••• L••left Apr 1, 2019, registered Apr 4, 2019 (3 days) · corporate re-registration, not a move
- N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••left Sep 22, 2016, registered May 2, 2016 (-143 days) · corporate re-registration, not a move
- W••••••••• R••••••••• A••••••• to N•• A•••••• S•••••••• L••left Aug 11, 2016, registered Nov 25, 2015 (-260 days) · Other
- F•••••••• T••••••• I••• to W••••••••• R••••••••• A•••••••left Apr 15, 2013, registered May 15, 2013 (30 days) · Other
- N•• A•••••••• I••• to F•••••••• T••••••• I•••left Nov 30, 2009, registered Jan 19, 2010 (50 days) · Other
- O•••• F•• I••• to N•• A•••••••• I•••left Jan 25, 2008, registered Jan 28, 2008 (3 days) · Other
- B••• I••••••••• S•••••••• I••• to O•••• F•• I•••left Feb 1, 2006, registered Jun 9, 2006 (128 days) · Other
- S••••••• I••••••••• S•••••••• I••• to B••• I••••••••• S•••••••• I•••left Sep 16, 2005, registered Dec 9, 2005 (84 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address