RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• J••••• D••••••
- A••••••• A•••• M••••••••• I••• mixed wealth currentsince Aug 30, 2023 · Princeton, Nj
- H••••••• F•••• asset managerDec 1, 2022 to Aug 31, 2023 · Wayne, Pa
- O•••• P•••••••• S••••••••• L•• formerJan 10, 2022 to Sep 1, 2022 · Omaha, Ne
- O•••• P•••••••• S••••••••• L•• BD affiliatedOct 16, 2020 to Dec 31, 2021 · Omaha, Ne
- B•••••• C•••••• I•• formerOct 30, 2007 to Oct 16, 2020 · Berwyn, Pa
- H••••••• F•••• to A••••••• A•••• M••••••••• I•••left Aug 31, 2023, registered Aug 30, 2023 (-1 days) · Other
- O•••• P•••••••• S••••••••• L•• to H••••••• F••••left Sep 1, 2022, registered Dec 1, 2022 (91 days) · Other
- O•••• P•••••••• S••••••••• L•• to O•••• P•••••••• S••••••••• L••left Dec 31, 2021, registered Jan 10, 2022 (10 days) · corporate re-registration, not a move
- B•••••• C•••••• I•• to O•••• P•••••••• S••••••••• L••left Oct 16, 2020, registered Oct 16, 2020 (0 days) · corporate re-registration, not a move
- J•••• J••••• D•••••• left H••••••• F•••• for A••••••• A•••• M••••••••• I••• (registered 2023-08-30)Aug 31, 2023 · Advisor changed firm · fact
- J•••• J••••• D•••••• left O•••• P•••••••• S••••••••• L•• for H••••••• F•••• (registered 2022-12-01)Sep 1, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address