DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Brinker Capital Inc

Former SEC-registered adviserBerwyn, PennsylvaniaCRD 111743SEC 801-30504IAPD
Latest filing Jun 30, 2020
First filing on the tape Nov 8, 2011 · 34 filings
RAUM
$25B
reported, Item 5.F
Discretionary
57%
of RAUM
Private clients
86%
$22B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
168
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$25B as of Mar 30, 2020
Mar 29, 2012$11B then
HNW client RAUM$10B as of Mar 30, 2020
Feb 27, 2018$7.6B then
State-registered IARs (5.B.3)49 as of Mar 30, 2020
Apr 1, 201332 then
Employees (5.A)168 as of Mar 30, 2020
Apr 1, 2013130 then
Private funds: no history
RAUM +22% over the last fiscal year+12% a year over threeIARs 49 to 49offices 1 to 0
Practice profile
derived from the filing of Jun 30, 2020; every figure names its basis
RAUM per advisor
$518MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
1,200derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.3MderivedHNW RAUM over HNW clients
Average account
$409,540derivedRAUM over accounts (5.F.2.f)
Discretionary
57%derivedof RAUM
Institutional
4.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.4derivedItem 5.A over advisors
Advisors per office
49.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+22%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+6.0%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Wrap fee program
$5.7BreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$12B46%
  • High-net-worth individuals$10B40%
  • Corporations and businesses$2.4B9.6%
  • Pension and profit-sharing plans$1.1B4.2%
  • State and municipal entities$42.5M0.2%
  • Charitable organizations$1.7M0.0%
Individual clients
50,705reported
HNW clients
8,079reported
Pension plan clients
1,427reported
Charitable clients
n/areported
Accounts
62,018reported
Financial planning clients
0reported
Wrap fee programs
$5.7B sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Charles Irwin Widger · Executive Chairmancontrol
    since 07/2012 · owns 50% to 75%
  • Charles Irwin Widger · Stockholdercontrol
    since 01/2000 · owns 50% to 75% of Brinker Capital Holdings, Inc.
  • Darcy Noreen Beaman · Chief Executive Officer
    since 07/2012 · owns 5% to 10%
  • Michael Brian Ferko · Chief Compliance Officer
    since 11/2010 · owns less than 5%
  • Francis Philip Green · Chief Financial Officer
    since 01/2004 · owns less than 5%
Entity owners
  • Brinker Capital Holdings, Inc. · Owner Of Applicant
    direct · owns 75% or more
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 58,742 to 62,018
    Jun 28, 2019 to Mar 30, 2020
  • Corporate clients · 1,851 to 1,787
    Jun 28, 2019 to Mar 30, 2020
  • HNW clients · 3,809 to 8,079
    Jun 28, 2019 to Mar 30, 2020
  • Individual clients · 51,635 to 50,705
    Jun 28, 2019 to Mar 30, 2020
  • Pension plan clients · 1,429 to 1,427
    Jun 28, 2019 to Mar 30, 2020
  • Employees · 160 to 168
    Jun 28, 2019 to Mar 30, 2020
  • Other offices · 1 to 0
    Jun 28, 2019 to Mar 30, 2020
  • Discretionary RAUM · $11B to $15B
    Jun 28, 2019 to Mar 30, 2020
  • HNW RAUM · $6.9B to $10B
    Jun 28, 2019 to Mar 30, 2020
  • Individual RAUM · $9.5B to $12B
    Jun 28, 2019 to Mar 30, 2020
  • Non-discretionary RAUM · $9.4B to $11B
    Jun 28, 2019 to Mar 30, 2020
  • Pension RAUM · $815M to $1.1B
    Jun 28, 2019 to Mar 30, 2020
  • RAUM · $21B to $25B
    Jun 28, 2019 to Mar 30, 2020
  • Wrap assets (sponsor) · $9.9B to $5.7B
    Jun 28, 2019 to Mar 30, 2020
  • Accounts · 55,885 to 58,742
    Oct 2, 2018 to Mar 30, 2019
  • Corporate clients · 626 to 1,851
    Oct 2, 2018 to Mar 30, 2019
  • HNW clients · 2,573 to 3,809
    Oct 2, 2018 to Mar 30, 2019
  • Individual clients · 44,700 to 51,635
    Oct 2, 2018 to Mar 30, 2019
  • Pension plan clients · 1,201 to 1,429
    Oct 2, 2018 to Mar 30, 2019
  • Employees · 150 to 160
    Oct 2, 2018 to Mar 30, 2019
  • Discretionary RAUM · $12B to $11B
    Oct 2, 2018 to Mar 30, 2019
  • HNW RAUM · $7.6B to $6.9B
    Oct 2, 2018 to Mar 30, 2019
  • Individual RAUM · $10B to $9.5B
    Oct 2, 2018 to Mar 30, 2019
  • Non-discretionary RAUM · $9.4B to $9.4B
    Oct 2, 2018 to Mar 30, 2019
  • Pension RAUM · $859M to $815M
    Oct 2, 2018 to Mar 30, 2019
  • RAUM · $22B to $21B
    Oct 2, 2018 to Mar 30, 2019
  • Wrap assets (sponsor) · $11B to $9.9B
    Oct 2, 2018 to Mar 30, 2019
  • Accounts · 51,363 to 55,885
    Sep 29, 2017 to Feb 27, 2018
  • BD registered reps · 75 to 72
    Sep 29, 2017 to Feb 27, 2018
  • Corporate clients · unset to 626.0
    Sep 29, 2017 to Feb 27, 2018
  • HNW clients · unset to 2573.0
    Sep 29, 2017 to Feb 27, 2018
  • Individual clients · unset to 44700.0
    Sep 29, 2017 to Feb 27, 2018
  • Pension plan clients · unset to 1201.0
    Sep 29, 2017 to Feb 27, 2018
  • State-registered IARs · 51 to 49
    Sep 29, 2017 to Feb 27, 2018
  • Other offices · unset to 1.0
    Sep 29, 2017 to Feb 27, 2018
  • Discretionary RAUM · $16B to $12B
    Sep 29, 2017 to Feb 27, 2018
  • HNW RAUM · unset to 7601518603.0
    Sep 29, 2017 to Feb 27, 2018
  • Individual RAUM · unset to 10114277235.0
    Sep 29, 2017 to Feb 27, 2018
  • Non-discretionary RAUM · $2.5B to $9.4B
    Sep 29, 2017 to Feb 27, 2018
  • Pension RAUM · unset to 859046737.0
    Sep 29, 2017 to Feb 27, 2018
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026