DFX Intelligence
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Registered advisor
J••• E•••• F••••••
Feed of 09/14/2026
At current firm
19 y
since Jul 18, 2007
In the industry
34 y
since Dec 2, 1991 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Jul 18, 2007 · Creve Coeur, Mo
- T•• A•••••• G•••• F•••••••• A••••••• S•••••••• L•• unclassifiedMar 7, 2005 to Jul 23, 2007 · St. Louis, Mo
- O• I••••••••• M••••••••• C• BD affiliatedJun 11, 2003 to Jul 20, 2007 · St. Louis, Mo
- V••••••• I••••••••• A•••••••• I••• unclassifiedJan 29, 2000 to May 23, 2003 · Creve Couer, Mo
Moves
a registration end followed by a registration begin elsewhere
- T•• A•••••• G•••• F•••••••• A••••••• S•••••••• L•• to C••••••••• F•••••••• N••••••left Jul 23, 2007, registered Jul 18, 2007 (-5 days) · Other
- O• I••••••••• M••••••••• C• to T•• A•••••• G•••• F•••••••• A••••••• S•••••••• L••left Jul 20, 2007, registered Mar 7, 2005 (-865 days) · Other
- V••••••• I••••••••• A•••••••• I••• to O• I••••••••• M••••••••• C•left May 23, 2003, registered Jun 11, 2003 (19 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address