DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••••• S•• P•••••••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedLeesburg, Va dual registrantIAPD 2159452

Certified Financial Planner

Feed of 09/15/2026

Also filed as Sandra S Drinkwater

At current firm

3 y

since May 10, 2023

In the industry

30 y

since Apr 26, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since May 10, 2023 · Rockville, Md
E•••••• F•••••••• E•••••• independent RIA
Nov 1, 2018 to Feb 27, 2023 · Fairfax, Va
E•••••• F•••••••• S•••••••• L•• former
Mar 22, 2012 to Nov 1, 2018 · Fairfax, Va
B••• F•••••••• I••••••••• A••••••• C•••• former
Sep 15, 2005 to Mar 28, 2012 · Leesburg, Va
C••••• A•••••• N••••••• L•• former
Feb 15, 2000 to Sep 19, 2005 · Leesburg, Va

Moves

a registration end followed by a registration begin elsewhere

E•••••• F•••••••• E•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Feb 27, 2023, registered May 10, 2023 (72 days) · RIA to affiliated broker-dealer or bank
E•••••• F•••••••• S•••••••• L•• to E•••••• F•••••••• E••••••
left Nov 1, 2018, registered Nov 1, 2018 (0 days) · corporate re-registration, not a move
B••• F•••••••• I••••••••• A••••••• C•••• to E•••••• F•••••••• S•••••••• L••
left Mar 28, 2012, registered Mar 22, 2012 (-6 days) · Other
C••••• A•••••• N••••••• L•• to B••• F•••••••• I••••••••• A••••••• C••••
left Sep 19, 2005, registered Sep 15, 2005 (-4 days) · Other

Signals

S••••• S•• P••••••••• left E•••••• F•••••••• E•••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-05-10)
Feb 27, 2023 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address